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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
+2.36%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.93B
AUM Growth
+$128M
Cap. Flow
+$88M
Cap. Flow %
4.57%
Top 10 Hldgs %
36.58%
Holding
222
New
17
Increased
82
Reduced
81
Closed
31

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$23M
2
VGT icon
Vanguard Information Technology ETF
VGT
+$13.1M
3
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$11.6M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$11M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$9.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$32M
2
SPE
Special Opportunities Fund
SPE
+$12.5M
3
IMF
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
+$11.2M
4
MBB icon
iShares MBS ETF
MBB
+$9.68M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.15M

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.48%
2 Financials 16.91%
3 Industrials 0.45%
4 Technology 0.05%
5 Consumer Staples 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NQS
51
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$11.3M 0.59%
854,147
+22,324
+3% +$295K
BSV icon
52
Vanguard Short-Term Bond ETF
BSV
$46.2B
$11M 0.57%
+137,190
New +$11M
GF
53
New Germany Fund
GF
$176M
$10.9M 0.57%
561,858
+29,496
+6% +$569K
WIA
54
Western Asset Inflation-Linked Income Fund
WIA
$182M
$10.9M 0.57%
936,663
+197,647
+27% +$2.28M
FAX
55
abrdn Asia-Pacific Income Fund
FAX
$579M
$10.3M 0.53%
281,014
-8,187
-3% -$292K
FDI
56
DELISTED
FORT DEARBORN INCOME SECS
FDI
$10.1M 0.52%
700,541
+260,466
+59% +$3.72M
EPP icon
57
iShares MSCI Pacific ex Japan ETF
EPP
$2.25B
$10.1M 0.52%
209,034
-23,869
-10% -$1.1M
VCSH icon
58
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.4B
$9.98M 0.52%
124,730
-114,375
-48% -$9.15M
ICB
59
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$9.79M 0.51%
558,421
+210,665
+61% +$3.63M
MTS
60
DELISTED
MONTGOMERY STR INCOME SECS
MTS
$9.38M 0.49%
582,931
+274,418
+89% +$4.38M
VEU icon
61
Vanguard FTSE All-World ex-US ETF
VEU
$69.1B
$8.99M 0.47%
+178,690
New +$8.85M
EWJ icon
62
iShares MSCI Japan ETF
EWJ
$23.3B
$8.9M 0.46%
196,321
-33,157
-14% -$1.53M
LII icon
63
Lennox International
LII
$12.5B
$8.53M 0.44%
93,787
-55
-0.1% -$4.89K
BGR icon
64
BlackRock Energy and Resources Trust
BGR
$447M
$8.51M 0.44%
352,174
-150,222
-30% -$3.58M
CII icon
65
BlackRock Enhanced Captial and Income Fund
CII
$1.04B
$8.45M 0.44%
604,204
-237,606
-28% -$3.29M
CMK
66
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$8.43M 0.44%
1,013,451
+118,735
+13% +$980K
NXZ
67
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$8.26M 0.43%
612,080
+128,177
+26% +$1.72M
IDE
68
Voya Infrastructure, Industrials and Materials Fund
IDE
$187M
$8.12M 0.42%
461,637
+407,572
+754% +$6.92M
MIN
69
Aberdeen Intermediate Income Fund
MIN
$266M
$8.02M 0.42%
1,548,585
-133,782
-8% -$703K
BHK icon
70
BlackRock Core Bond Trust
BHK
$618M
$7.95M 0.41%
591,121
+15,226
+3% +$200K
DXJ icon
71
WisdomTree Japan Hedged Equity Fund
DXJ
$7.03B
$7.78M 0.4%
164,413
+81,806
+99% +$3.9M
VGM icon
72
Invesco Trust Investment Grade Municipals
VGM
$519M
$7.34M 0.38%
573,282
-26,200
-4% -$333K
HCF
73
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$7.34M 0.38%
662,869
+431,064
+186% +$4.77M
DVM
74
DELISTED
COHEN & STEERS DIV MAJORS FUND INC
DVM
$6.73M 0.35%
436,001
-71,971
-14% -$1.09M
APB
75
DELISTED
Asia Pacific Fund
APB
$6.63M 0.34%
641,919
+171,873
+37% +$1.73M
1 2
3
4 5

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Karpus Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, Karpus Investment Management held 222 positions worth $1.93B, up 7.1% from $1.8B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Karpus Investment Management deployed $88M of net new capital in Q1 2014, opening 17 new positions and adding to 82 existing holdings. Its largest new stake was Vanguard Information Technology ETF: 1,162,160 shares worth $13.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 82% of assets, down from 83% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $32M trimmed.

  • Karpus Investment Management's largest Q1 2014 buy was Vanguard Information Technology ETF: 1,162,160 shares worth $13.3M.
  • Karpus Investment Management added most to Vanguard S&P 500 ETF in Q1 2014, an estimated $23M increase.
  • Karpus Investment Management's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $32M.
  • Karpus Investment Management fully exited iShares MBS ETF in Q1 2014, selling an estimated $9.68M.
  • Karpus Investment Management's ten largest holdings make up 37% of its $1.93B portfolio in Q1 2014.
  • Karpus Investment Management opened 17 new positions and closed 31 in Q1 2014.
  • Karpus Investment Management's portfolio value rose 7.1% quarter-over-quarter to $1.93B.

Based on Karpus Investment Management's 13F filing for Q1 2014, filed 15 May 2014.