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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
+2.47%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.97B
AUM Growth
-$7.22M
Cap. Flow
-$51.5M
Cap. Flow %
-2.62%
Top 10 Hldgs %
43.61%
Holding
151
New
12
Increased
32
Reduced
71
Closed
21

Top Buys

Rank Stock Value
1
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
+$59.4M
2
NRCG
NRC Group Holdings Corp.
NRCG
+$25.2M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$23.8M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$14.7M
5
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$12.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$87M
2
TY icon
TRI-Continental Corp
TY
+$17M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$14.1M
4
FPT
Federated Premier Intermediate M
FPT
+$11.6M
5
USA icon
Liberty All-Star Equity Fund
USA
+$11.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 87.23%
2 Technology 6.28%
3 Industrials 2.47%
4 Communication Services 2.05%
5 Financials 0.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAM
26
General American Investors Company
GAM
$1.55B
$22.2M 1.12%
615,262
-78,421
-11% -$2.74M
PVI icon
27
Invesco Floating Rate Municipal Income ETF
PVI
$31.1M
$21.3M 1.08%
853,140
-600
-0.1% -$15K
MZF
28
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$21.2M 1.08%
1,538,115
+103,838
+7% +$1.44M
FAM
29
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$19.4M 0.99%
1,646,828
-33,576
-2% -$394K
BSV icon
30
Vanguard Short-Term Bond ETF
BSV
$46.2B
$18.8M 0.96%
235,850
+37,750
+19% +$3.02M
LOR
31
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$18.7M 0.95%
1,654,583
+1,616
+0.1% +$18K
JOF
32
Japan Smaller Capitalization Fund
JOF
$349M
$18.5M 0.94%
1,476,144
-110,313
-7% -$1.33M
BHK icon
33
BlackRock Core Bond Trust
BHK
$622M
$18.2M 0.92%
1,294,423
-60,632
-4% -$848K
EWJ icon
34
iShares MSCI Japan ETF
EWJ
$23.5B
$17.2M 0.87%
308,027
-2,120
-0.7% -$116K
MSP
35
DELISTED
Madison Strategic Sector
MSP
$16.8M 0.85%
1,395,676
-3,672
-0.3% -$43K
FRMM
36
Forum Markets
FRMM
$57.7M
$16.7M 0.85%
453
+82
+22% +$3.03M
MCN
37
Madison Covered Call & Equity Strategy Fund
MCN
$115M
$16.4M 0.83%
2,090,972
-3,130
-0.1% -$24.5K
MIN
38
Aberdeen Intermediate Income Fund
MIN
$264M
$16M 0.81%
3,743,130
-1,930,447
-34% -$8.3M
CXH
39
DELISTED
MFS Investment Grade Municipal Trust
CXH
$15.8M 0.8%
1,578,705
-1,094,130
-41% -$11.1M
IIM icon
40
Invesco Value Municipal Income Trust
IIM
$562M
$15.6M 0.79%
1,046,062
+964,377
+1,181% +$14.7M
LII icon
41
Lennox International
LII
$12.5B
$15.5M 0.78%
86,390
– –
IEA
42
DELISTED
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
$14.7M 0.75%
1,498,350
+110,150
+8% +$1.08M
CII icon
43
BlackRock Enhanced Captial and Income Fund
CII
$1.04B
$14.6M 0.74%
938,870
-75,776
-7% -$1.15M
DUC
44
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$14M 0.71%
1,516,066
-108,075
-7% -$997K
WIW
45
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$501M
$14M 0.71%
1,241,563
-4,380
-0.4% -$49K
GF
46
New Germany Fund
GF
$178M
$13.7M 0.7%
738,962
+21,662
+3% +$379K
SWZ
47
Swiss Helvetia Fund
SWZ
$76.7M
$13.1M 0.67%
1,028,060
-108,766
-10% -$1.38M
VPV icon
48
Invesco Pennsylvania Value Municipal Income Trust
VPV
$193M
$12.2M 0.62%
992,430
-45,146
-4% -$563K
NAD icon
49
Nuveen Quality Municipal Income Fund
NAD
$2.52B
$11.7M 0.59%
824,800
-351,416
-30% -$5.01M
GLO
50
Clough Global Opportunities Fund
GLO
$235M
$11M 0.56%
988,758
-4,525
-0.5% -$50.4K
1
2
3 4 5

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Karpus Investment Management's Q3 2017 Portfolio in Review

As of Q3 2017, Karpus Investment Management held 151 positions worth $1.97B, down 0.37% from $1.98B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Karpus Investment Management's Q3 2017 filing shows 12 new, 32 increased, 71 reduced and 21 closed positions. Its largest new stake was American Virtual Cloud Technologies, Inc. Common Stock: 409,358 shares worth $59.4M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $87M.

By sector, the portfolio is most concentrated in Miscellaneous at 87% of assets, down from 91% a quarter earlier, followed by Technology and Industrials.

  • Karpus Investment Management's largest Q3 2017 buy was American Virtual Cloud Technologies, Inc. Common Stock: 409,358 shares worth $59.4M.
  • Karpus Investment Management added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $23.8M increase.
  • Karpus Investment Management's biggest Q3 2017 reduction was TRI-Continental Corp, cutting an estimated $17M.
  • Karpus Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2017, selling an estimated $87M.
  • Karpus Investment Management's ten largest holdings make up 44% of its $1.97B portfolio in Q3 2017.
  • Karpus Investment Management opened 12 new positions and closed 21 in Q3 2017.
  • Karpus Investment Management's portfolio value fell 0.37% quarter-over-quarter to $1.97B.

Based on Karpus Investment Management's 13F filing for Q3 2017, filed 14 Nov 2017.