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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
+4.55%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.93B
AUM Growth
+$195M
Cap. Flow
-$34.8M
Cap. Flow %
-1.8%
Top 10 Hldgs %
37.29%
Holding
180
New
31
Increased
52
Reduced
71
Closed
15

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$24.1M
2
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$23.4M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.2M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$12.4M
5
VGK icon
Vanguard FTSE Europe ETF
VGK
+$11M

Top Sells

Rank Stock Value
1
GDV icon
Gabelli Dividend & Income Trust
GDV
+$14.3M
2
GAM
General American Investors Company
GAM
+$13.5M
3
STEW
SRH Total Return Fund
STEW
+$12.5M
4
UTF icon
Cohen & Steers Infrastructure Fund
UTF
+$11.5M
5
ZTR
Virtus Total Return Fund
ZTR
+$10.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.55%
2 Financials 3.25%
3 Industrials 1.34%
4 Energy 0.85%
5 Technology 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWC icon
26
iShares MSCI Canada ETF
EWC
$6.78B
$21.2M 1.1%
788,341
+102,950
+15% +$2.78M
PVI icon
27
Invesco Floating Rate Municipal Income ETF
PVI
$31.1M
$21M 1.09%
842,920
+92,920
+12% +$2.32M
BSV icon
28
Vanguard Short-Term Bond ETF
BSV
$46.1B
$20.1M 1.04%
251,950
+3,350
+1% +$267K
VWO icon
29
Vanguard FTSE Emerging Markets ETF
VWO
$125B
$19.9M 1.03%
501,902
-23,853
-5% -$920K
FPT
30
DELISTED
Federated Premier Intermediate M
FPT
$19.5M 1.01%
1,481,655
+139,268
+10% +$1.79M
NIE
31
Virtus Equity & Convertible Income Fund
NIE
$680M
$19.3M 1%
998,201
-60,878
-6% -$1.17M
FFA
32
First Trust Enhanced Equity Income Fund
FFA
$453M
$18.9M 0.98%
1,308,274
-41,621
-3% -$586K
APB
33
DELISTED
Asia Pacific Fund
APB
$18.8M 0.97%
1,539,013
+123,962
+9% +$1.33M
MZF
34
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$18.7M 0.97%
1,414,845
+14,007
+1% +$186K
NEA icon
35
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.16B
$18.6M 0.96%
1,395,787
+576,627
+70% +$7.66M
JOF
36
Japan Smaller Capitalization Fund
JOF
$349M
$18.3M 0.95%
1,691,875
-64,696
-4% -$673K
BHK icon
37
BlackRock Core Bond Trust
BHK
$618M
$18.1M 0.94%
1,357,655
-20,742
-2% -$274K
LOR
38
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$17.7M 0.92%
1,663,087
+166,152
+11% +$1.71M
GAB icon
39
Gabelli Equity Trust
GAB
$1.82B
$17.5M 0.9%
3,017,543
-1,874,252
-38% -$10.6M
MSP
40
DELISTED
Madison Strategic Sector
MSP
$16.7M 0.87%
1,372,665
-99
-0% -$1.2K
SWZ
41
Swiss Helvetia Fund
SWZ
$76.5M
$16.4M 0.85%
1,413,182
-29,354
-2% -$321K
MUI
42
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$16.3M 0.84%
1,173,449
-9,853
-0.8% -$137K
MCN
43
Madison Covered Call & Equity Strategy Fund
MCN
$115M
$16M 0.83%
1,990,347
+353,261
+22% +$2.81M
NEXT icon
44
NextDecade
NEXT
$1.88B
$15.6M 0.81%
1,528,800
-321,231
-17% -$3.27M
EWJ icon
45
iShares MSCI Japan ETF
EWJ
$23.3B
$15.6M 0.81%
302,902
+1,185
+0.4% +$60.6K
DUC
46
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$15.3M 0.79%
1,659,141
-45,592
-3% -$425K
LII icon
47
Lennox International
LII
$12.5B
$14.6M 0.75%
87,249
-45
-0.1% -$7.27K
CII icon
48
BlackRock Enhanced Captial and Income Fund
CII
$1.04B
$14.6M 0.75%
1,018,823
+142,616
+16% +$2.01M
WIW
49
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$503M
$14.3M 0.74%
1,280,864
-22,675
-2% -$253K
NAD icon
50
Nuveen Quality Municipal Income Fund
NAD
$2.5B
$13.9M 0.72%
1,014,472
-232,510
-19% -$3.21M
1
2
3 4 5

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Karpus Investment Management's Q1 2017 Portfolio in Review

As of Q1 2017, Karpus Investment Management held 180 positions worth $1.93B, up 11% from $1.74B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Karpus Investment Management's Q1 2017 filing shows 31 new, 52 increased, 71 reduced and 15 closed positions. Its largest new stake was Vanguard Intermediate-Term Corporate Bond ETF: 144,755 shares worth $12.5M. The largest sale was Gabelli Dividend & Income Trust, an estimated $14.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, up from 91% a quarter earlier, followed by Financials and Industrials.

  • Karpus Investment Management's largest Q1 2017 buy was Vanguard Intermediate-Term Corporate Bond ETF: 144,755 shares worth $12.5M.
  • Karpus Investment Management added most to Vanguard S&P 500 ETF in Q1 2017, an estimated $24.1M increase.
  • Karpus Investment Management's biggest Q1 2017 reduction was Gabelli Dividend & Income Trust, cutting an estimated $14.3M.
  • Karpus Investment Management fully exited Cohen & Steers Infrastructure Fund in Q1 2017, selling an estimated $11.5M.
  • Karpus Investment Management's ten largest holdings make up 37% of its $1.93B portfolio in Q1 2017.
  • Karpus Investment Management opened 31 new positions and closed 15 in Q1 2017.
  • Karpus Investment Management's portfolio value rose 11% quarter-over-quarter to $1.93B.

Based on Karpus Investment Management's 13F filing for Q1 2017, filed 15 May 2017.