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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$1.95B
AUM Growth
-$250M
Cap. Flow
-$290M
Cap. Flow %
-14.88%
Top 10 Hldgs %
29.22%
Holding
203
New
14
Increased
56
Reduced
81
Closed
35

Top Buys

Rank Stock Value
1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$25.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$18.6M
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$15.3M
4
HEWJ icon
iShares Currency Hedged MSCI Japan ETF
HEWJ
+$14.2M
5
EACQ
Easterly Acquisition Corp
EACQ
+$9.84M

Top Sells

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$154M
2
FDI
FORT DEARBORN INCOME SECS
FDI
+$20.3M
3
ZF
Virtus Total Return Fund Inc.
ZF
+$19.9M
4
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
+$18.8M
5
VKQ icon
Invesco Municipal Trust
VKQ
+$17.9M

Sector Composition

Rank Sector Weight
1 Financials 2.98%
2 Industrials 1.22%
3 Energy 1.03%
4 Consumer Staples 0.36%
5 Consumer Discretionary 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIE
26
Virtus Equity & Convertible Income Fund
NIE
$732M
$22.9M 1.18%
1,245,594
-110,587
-8% -$2M
UTF icon
27
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$22.2M 1.14%
1,036,997
-56,467
-5% -$1.14M
EIM
28
Eaton Vance Municipal Bond Fund
EIM
$499M
$21.5M 1.1%
1,515,210
-804,290
-35% -$11.1M
BST icon
29
BlackRock Science and Technology Trust
BST
$1.69B
$21.3M 1.09%
1,304,213
+2,358
+0.2% +$38.1K
DUC
30
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$21M 1.08%
2,159,101
-296,248
-12% -$2.85M
VBF icon
31
Invesco Bond Fund
VBF
$169M
$20.9M 1.07%
1,108,637
-191,287
-15% -$3.56M
GDV icon
32
Gabelli Dividend & Income Trust
GDV
$2.66B
$20.6M 1.06%
1,079,332
-431,936
-29% -$8.09M
ZF
33
DELISTED
Virtus Total Return Fund Inc.
ZF
$20.6M 1.06%
1,636,785
-1,564,210
-49% -$19.9M
WIW
34
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$19.6M 1%
1,760,982
-27,529
-2% -$303K
NRK icon
35
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
$19.1M 0.98%
1,339,498
+59,913
+5% +$832K
NEXT icon
36
NextDecade
NEXT
$1.78B
$19M 0.97%
1,899,244
+347,576
+22% +$3.46M
VWO icon
37
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$18.7M 0.96%
531,028
+248,250
+88% +$8.48M
AUMA
38
DELISTED
AR CAPITAL ACQUISITION CORP COMMON STOCK
AUMA
$18.5M 0.95%
1,864,152
+644,577
+53% +$6.37M
SWZ
39
Swiss Helvetia Fund
SWZ
$77.5M
$18.5M 0.95%
1,783,806
+2,786
+0.2% +$28.7K
JOF
40
Japan Smaller Capitalization Fund
JOF
$350M
$18.4M 0.94%
1,877,871
+91,890
+5% +$890K
EACQ
41
DELISTED
Easterly Acquisition Corp
EACQ
$18.3M 0.94%
1,867,166
+1,012,466
+118% +$9.84M
BDJ icon
42
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$17.7M 0.91%
2,246,937
-2,328,235
-51% -$17.8M
NMO
43
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$17.6M 0.9%
1,165,627
-140,783
-11% -$2.08M
IDE
44
Voya Infrastructure, Industrials and Materials Fund
IDE
$198M
$17.4M 0.89%
1,407,448
-19,052
-1% -$231K
FFA
45
First Trust Enhanced Equity Income Fund
FFA
$467M
$17.3M 0.89%
1,320,289
+93,867
+8% +$1.21M
FPT
46
DELISTED
Federated Premier Intermediate M
FPT
$17.2M 0.88%
1,176,598
-14,475
-1% -$206K
JGV
47
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$17.1M 0.88%
1,466,006
+107,722
+8% +$1.22M
NIQ
48
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$16.6M 0.85%
1,205,821
-641,781
-35% -$8.75M
MZF
49
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$16.5M 0.85%
1,119,633
+77,267
+7% +$1.1M
EWC icon
50
iShares MSCI Canada ETF
EWC
$6.33B
$16.4M 0.84%
669,360
+21,102
+3% +$517K
1
2
3 4 5

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Karpus Investment Management's Q2 2016 Portfolio in Review

As of Q2 2016, Karpus Investment Management held 203 positions worth $1.95B, down 11% from $2.2B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Karpus Investment Management withdrew a net $290M in Q2 2016, closing 35 positions and reducing 81 holdings. Its most notable exit was AllianceBernstein Income Fund Inc, an estimated $154M position sold in full.

By sector, the portfolio is most concentrated in Financials at 3% of assets, up from 2.4% a quarter earlier, followed by Industrials and Energy.

Against the trend, Karpus Investment Management opened a new position in iShares Currency Hedged MSCI Japan ETF worth $13.4M.

  • Karpus Investment Management's largest Q2 2016 buy was iShares Currency Hedged MSCI Japan ETF: 574,480 shares worth $13.4M.
  • Karpus Investment Management added most to Nuveen AMT-Free Municipal Credit Income Fund in Q2 2016, an estimated $25.2M increase.
  • Karpus Investment Management's biggest Q2 2016 reduction was Virtus Total Return Fund Inc., cutting an estimated $19.9M.
  • Karpus Investment Management fully exited AllianceBernstein Income Fund Inc in Q2 2016, selling an estimated $154M.
  • Karpus Investment Management's ten largest holdings make up 29% of its $1.95B portfolio in Q2 2016.
  • Karpus Investment Management opened 14 new positions and closed 35 in Q2 2016.
  • Karpus Investment Management's portfolio value fell 11% quarter-over-quarter to $1.95B.

Based on Karpus Investment Management's 13F filing for Q2 2016, filed 15 Aug 2016.