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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.15B
AUM Growth
+$21.2M
Cap. Flow
+$129M
Cap. Flow %
5.99%
Top 10 Hldgs %
31.38%
Holding
220
New
23
Increased
87
Reduced
77
Closed
16

Top Buys

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$50.8M
2
GAB icon
Gabelli Equity Trust
GAB
+$18.9M
3
GDV icon
Gabelli Dividend & Income Trust
GDV
+$16.5M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$14.1M
5
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$14.1M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.7M
2
CMK
MFS HIGH INCOME MUNI TR I
CMK
+$21.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$18M
4
SMM
Salient Midstream & MLP Fund
SMM
+$10M
5
BND icon
Vanguard Total Bond Market
BND
+$8.84M

Sector Composition

Rank Sector Weight
1 Financials 1.78%
2 Industrials 0.48%
3 Consumer Staples 0.07%
4 Energy 0.04%
5 Technology 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTT
26
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$23.4M 1.09%
1,729,243
-388,642
-18% -$5.23M
JQC icon
27
Nuveen Credit Strategies Income Fund
JQC
$711M
$23.2M 1.08%
2,907,801
-408,574
-12% -$3.44M
STEW
28
SRH Total Return Fund
STEW
$1.81B
$22.8M 1.06%
3,061,037
-70,903
-2% -$565K
PMO
29
Franklin Municipal Opportunities Trust
PMO
$285M
$22.5M 1.04%
1,879,778
+16,121
+0.9% +$190K
WIW
30
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$22.3M 1.03%
2,142,488
-551,397
-20% -$5.97M
NQS
31
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$22M 1.02%
1,648,203
-14,925
-0.9% -$199K
GDV icon
32
Gabelli Dividend & Income Trust
GDV
$2.66B
$21.6M 1%
1,230,914
+850,742
+224% +$16.5M
FDI
33
DELISTED
FORT DEARBORN INCOME SECS
FDI
$21.5M 1%
1,524,199
+64,576
+4% +$902K
DUC
34
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$20.8M 0.97%
2,192,458
+316,526
+17% +$2.96M
UTF icon
35
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$20.3M 0.94%
1,066,717
+48,432
+5% +$981K
VO icon
36
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$20M 0.93%
685,828
-5,888
-0.9% -$184K
ZF
37
DELISTED
Virtus Total Return Fund Inc.
ZF
$19.9M 0.92%
1,552,116
+700,567
+82% +$9.68M
SWZ
38
Swiss Helvetia Fund
SWZ
$77.5M
$19.8M 0.92%
1,824,589
+95,201
+6% +$1.08M
NMA
39
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$17.9M 0.83%
1,347,313
+234,765
+21% +$3.09M
NIE
40
Virtus Equity & Convertible Income Fund
NIE
$732M
$17.8M 0.82%
1,033,258
+572,205
+124% +$10.6M
CXH
41
DELISTED
MFS Investment Grade Municipal Trust
CXH
$17.6M 0.82%
1,800,810
+1,369,405
+317% +$13.2M
ZTR
42
Virtus Total Return Fund
ZTR
$339M
$16.7M 0.77%
1,459,405
-7,385
-0.5% -$90.7K
GGZ
43
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$16.1M 0.75%
1,627,975
+201,581
+14% +$2.08M
NMO
44
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$15.8M 0.73%
1,204,004
+132,900
+12% +$1.73M
VGT icon
45
Vanguard Information Technology ETF
VGT
$149B
$15.6M 0.73%
1,250,664
-255,440
-17% -$3.35M
JOF
46
Japan Smaller Capitalization Fund
JOF
$350M
$15.6M 0.72%
1,532,525
+174,608
+13% +$1.81M
JGV
47
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$15.5M 0.72%
1,516,771
+462,256
+44% +$5.28M
EWC icon
48
iShares MSCI Canada ETF
EWC
$6.46B
$14.7M 0.68%
640,716
-36,077
-5% -$888K
IDE
49
Voya Infrastructure, Industrials and Materials Fund
IDE
$198M
$14.1M 0.65%
1,149,339
+718,568
+167% +$9.55M
SHM icon
50
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$14M 0.65%
287,085
-122,100
-30% -$5.94M
1
2
3 4 5

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Karpus Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, Karpus Investment Management held 220 positions worth $2.15B, up 0.99% from $2.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Karpus Investment Management deployed $129M of net new capital in Q3 2015, opening 23 new positions and adding to 87 existing holdings. Its largest new stake was First Trust/abrdn Global Opportunity Income Fund: 860,862 shares worth $8.33M.

By sector, the portfolio is most concentrated in Financials at 1.8% of assets, down from 1.8% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was Vanguard S&P 500 ETF, an estimated $74.7M trimmed.

  • Karpus Investment Management's largest Q3 2015 buy was First Trust/abrdn Global Opportunity Income Fund: 860,862 shares worth $8.33M.
  • Karpus Investment Management added most to AllianceBernstein Income Fund Inc in Q3 2015, an estimated $50.8M increase.
  • Karpus Investment Management's biggest Q3 2015 reduction was Vanguard S&P 500 ETF, cutting an estimated $74.7M.
  • Karpus Investment Management fully exited MFS HIGH INCOME MUNI TR I in Q3 2015, selling an estimated $21.2M.
  • Karpus Investment Management's ten largest holdings make up 31% of its $2.15B portfolio in Q3 2015.
  • Karpus Investment Management opened 23 new positions and closed 16 in Q3 2015.
  • Karpus Investment Management's portfolio value rose 0.99% quarter-over-quarter to $2.15B.

Based on Karpus Investment Management's 13F filing for Q3 2015, filed 13 Nov 2015.