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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-2.58%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.13B
AUM Growth
-$15.3M
Cap. Flow
+$38.1M
Cap. Flow %
1.79%
Top 10 Hldgs %
32.75%
Holding
218
New
23
Increased
69
Reduced
89
Closed
21

Top Buys

Rank Stock Value
1
GGZ
Gabelli Global Small and Mid-Cap Value Trust
GGZ
+$15.4M
2
VGK icon
Vanguard FTSE Europe ETF
VGK
+$11.7M
3
SMM
Salient Midstream & MLP Fund
SMM
+$7.5M
4
GDV icon
Gabelli Dividend & Income Trust
GDV
+$6.94M
5
VPV icon
Invesco Pennsylvania Value Municipal Income Trust
VPV
+$6.14M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$22M
2
QQQX icon
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
+$17.5M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$6.5M

Sector Composition

Rank Sector Weight
1 Financials 1.79%
2 Industrials 0.48%
3 Consumer Staples 0.09%
4 Energy 0.06%
5 Technology 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VO icon
26
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$22M 1.03%
691,716
-22,792
-3% -$740K
NQS
27
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$22M 1.03%
1,663,128
+18,237
+1% +$250K
ICB
28
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$21.9M 1.03%
1,271,425
+23,525
+2% +$419K
PMO
29
Franklin Municipal Opportunities Trust
PMO
$285M
$21.6M 1.01%
1,863,657
+86,616
+5% +$1.03M
UTF icon
30
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$21.4M 1%
1,018,285
+140
+0% +$3.15K
CMK
31
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$21.2M 1%
2,518,428
-64,555
-2% -$555K
VWO icon
32
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$21M 0.98%
512,951
-67,292
-12% -$2.89M
SWZ
33
Swiss Helvetia Fund
SWZ
$77.5M
$20.2M 0.95%
1,729,388
+168,923
+11% +$2.06M
FDI
34
DELISTED
FORT DEARBORN INCOME SECS
FDI
$20.1M 0.94%
1,459,623
-9,020
-0.6% -$130K
VGT icon
35
Vanguard Information Technology ETF
VGT
$149B
$20M 0.94%
1,506,104
-15,704
-1% -$214K
SHM icon
36
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$19.9M 0.93%
409,185
-120,855
-23% -$5.85M
GAB icon
37
Gabelli Equity Trust
GAB
$1.79B
$19.1M 0.9%
3,148,691
+663,021
+27% +$4.17M
ZTR
38
Virtus Total Return Fund
ZTR
$339M
$19M 0.89%
1,466,790
-13,912
-0.9% -$188K
BTZ icon
39
BlackRock Credit Allocation Income Trust
BTZ
$956M
$18.6M 0.87%
1,464,836
+6,325
+0.4% +$83.6K
EVT icon
40
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$18.2M 0.85%
916,885
+2,425
+0.3% +$49.8K
EWC icon
41
iShares MSCI Canada ETF
EWC
$6.33B
$18.1M 0.85%
676,793
-3,965
-0.6% -$112K
DUC
42
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$17.6M 0.82%
1,875,932
+619,461
+49% +$5.94M
VEU icon
43
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
$17.1M 0.8%
352,581
+14,023
+4% +$711K
BGB
44
Blackstone Strategic Credit 2027 Term Fund
BGB
$503M
$16.1M 0.75%
1,029,246
+49,718
+5% +$807K
APB
45
DELISTED
Asia Pacific Fund
APB
$15.5M 0.73%
1,209,189
+264,727
+28% +$3.39M
VTI icon
46
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$15.3M 0.72%
143,146
-2,700
-2% -$295K
MIN
47
Aberdeen Intermediate Income Fund
MIN
$278M
$15.3M 0.72%
3,306,987
+1,197,775
+57% +$5.73M
GGZ
48
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$15.2M 0.71%
+1,426,394
New +$15.4M
JOF
49
Japan Smaller Capitalization Fund
JOF
$350M
$14.7M 0.69%
1,357,917
+74,060
+6% +$769K
NMA
50
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$14.5M 0.68%
1,112,548
+99,947
+10% +$1.34M
1
2
3 4 5

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Karpus Investment Management's Q2 2015 Portfolio in Review

As of Q2 2015, Karpus Investment Management held 218 positions worth $2.13B, down 0.71% from $2.15B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Karpus Investment Management's Q2 2015 filing shows 23 new, 69 increased, 89 reduced and 21 closed positions. Its largest new stake was Gabelli Global Small and Mid-Cap Value Trust: 1,426,394 shares worth $15.2M. The largest sale was Vanguard S&P 500 ETF, an estimated $22M.

By sector, the portfolio is most concentrated in Financials at 1.8% of assets, up from 1.7% a quarter earlier, followed by Industrials and Consumer Staples.

  • Karpus Investment Management's largest Q2 2015 buy was Gabelli Global Small and Mid-Cap Value Trust: 1,426,394 shares worth $15.2M.
  • Karpus Investment Management added most to Vanguard FTSE Europe ETF in Q2 2015, an estimated $11.7M increase.
  • Karpus Investment Management's biggest Q2 2015 reduction was Vanguard S&P 500 ETF, cutting an estimated $22M.
  • Karpus Investment Management fully exited John Hancock Financial Opportunities Fund in Q2 2015, selling an estimated $2.39M.
  • Karpus Investment Management's ten largest holdings make up 33% of its $2.13B portfolio in Q2 2015.
  • Karpus Investment Management opened 23 new positions and closed 21 in Q2 2015.
  • Karpus Investment Management's portfolio value fell 0.71% quarter-over-quarter to $2.13B.

Based on Karpus Investment Management's 13F filing for Q2 2015, filed 14 Aug 2015.