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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-1.92%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.06B
AUM Growth
-$18.1M
Cap. Flow
+$24.6M
Cap. Flow %
1.19%
Top 10 Hldgs %
37.19%
Holding
190
New
11
Increased
66
Reduced
81
Closed
10

Top Buys

Rank Stock Value
1
VGK icon
Vanguard FTSE Europe ETF
VGK
+$11.4M
2
MTS
MONTGOMERY STR INCOME SECS
MTS
+$10.6M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$5.93M
4
SWZ
Swiss Helvetia Fund
SWZ
+$5.34M
5
ICB
Morgan Stanley Income Sec. Inc
ICB
+$5.16M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.6M
2
NQU
NUVEEN QUALITY INCOME MUNI FD
NQU
+$8.58M
3
IDE
Voya Infrastructure, Industrials and Materials Fund
IDE
+$6.24M
4
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$6.03M
5
BGY icon
BlackRock Enhanced International Dividend Trust
BGY
+$5.86M

Sector Composition

Rank Sector Weight
1 Financials 1.73%
2 Industrials 0.36%
3 Energy 0.06%
4 Technology 0.05%
5 Consumer Staples 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMA
26
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$22.6M 1.09%
1,673,927
-303,694
-15% -$4.13M
EVT icon
27
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$22.2M 1.08%
1,101,543
+28,139
+3% +$575K
EWC icon
28
iShares MSCI Canada ETF
EWC
$6.33B
$21.3M 1.03%
693,723
-30,753
-4% -$991K
NQU
29
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$20.4M 0.99%
1,493,290
-620,102
-29% -$8.58M
VMO icon
30
Invesco Municipal Opportunity Trust
VMO
$663M
$19.9M 0.96%
1,584,563
+77,236
+5% +$961K
ICB
31
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$19.5M 0.95%
1,092,733
+288,475
+36% +$5.16M
VGT icon
32
Vanguard Information Technology ETF
VGT
$149B
$19.5M 0.94%
1,557,528
+85,896
+6% +$1.07M
BTZ icon
33
BlackRock Credit Allocation Income Trust
BTZ
$956M
$19.3M 0.94%
1,450,519
+16,650
+1% +$225K
SHM icon
34
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$18.6M 0.9%
381,003
+55,200
+17% +$2.69M
CSI
35
DELISTED
Cutwater Select Income Fund
CSI
$18.2M 0.88%
923,661
-14,808
-2% -$290K
SWZ
36
Swiss Helvetia Fund
SWZ
$77.5M
$18.2M 0.88%
1,343,624
+379,460
+39% +$5.34M
VBF icon
37
Invesco Bond Fund
VBF
$169M
$18M 0.87%
966,502
+34,569
+4% +$651K
BNA
38
DELISTED
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
$17.3M 0.84%
1,672,110
+87,241
+6% +$915K
BTF
39
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
$17.1M 0.83%
648,024
-729
-0.1% -$18.9K
FDI
40
DELISTED
FORT DEARBORN INCOME SECS
FDI
$17.1M 0.83%
1,178,313
+211,552
+22% +$3.09M
FPF
41
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$16.6M 0.81%
764,640
+79,006
+12% +$1.74M
PMO
42
Franklin Municipal Opportunities Trust
PMO
$285M
$16.2M 0.78%
1,382,534
+65,615
+5% +$764K
NQI
43
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$16.1M 0.78%
1,246,300
+43,032
+4% +$559K
NIQ
44
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$15.9M 0.77%
1,247,797
+174,450
+16% +$2.21M
CMK
45
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$15.8M 0.76%
1,886,256
+381,714
+25% +$3.21M
NPM
46
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$14.8M 0.72%
1,074,308
-2,605
-0.2% -$35.6K
VEU icon
47
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
$14.8M 0.72%
299,867
+71,956
+32% +$3.72M
EIM
48
Eaton Vance Municipal Bond Fund
EIM
$499M
$14.6M 0.71%
1,167,531
-6,677
-0.6% -$83.1K
EWU icon
49
iShares MSCI United Kingdom ETF
EWU
$4.16B
$14.5M 0.7%
374,870
-15,485
-4% -$632K
IQI icon
50
Invesco Quality Municipal Securities
IQI
$534M
$13.8M 0.67%
1,135,857
-2,600
-0.2% -$31.6K
1
2
3 4 5

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Karpus Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Karpus Investment Management held 190 positions worth $2.06B, down 0.87% from $2.08B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Karpus Investment Management's Q3 2014 filing shows 11 new, 66 increased, 81 reduced and 10 closed positions. Its largest new stake was Gabelli Global Small and Mid-Cap Value Trust: 395,511 shares worth $4.05M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $12.6M.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, up from 1.7% a quarter earlier, followed by Industrials and Energy.

  • Karpus Investment Management's largest Q3 2014 buy was Gabelli Global Small and Mid-Cap Value Trust: 395,511 shares worth $4.05M.
  • Karpus Investment Management added most to Vanguard FTSE Europe ETF in Q3 2014, an estimated $11.4M increase.
  • Karpus Investment Management's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $12.6M.
  • Karpus Investment Management fully exited Voya Asia Pacific High Dividend Equity Income Fund in Q3 2014, selling an estimated $2.61M.
  • Karpus Investment Management's ten largest holdings make up 37% of its $2.06B portfolio in Q3 2014.
  • Karpus Investment Management opened 11 new positions and closed 10 in Q3 2014.
  • Karpus Investment Management's portfolio value fell 0.87% quarter-over-quarter to $2.06B.

Based on Karpus Investment Management's 13F filing for Q3 2014, filed 17 Nov 2014.