We are live on ! Find out more
KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-6.42%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.98B
AUM Growth
-$207M
Cap. Flow
-$1.11M
Cap. Flow %
-0.04%
Top 10 Hldgs %
38.54%
Holding
329
New
13
Increased
66
Reduced
149
Closed
54

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$37.9M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$25.8M
3
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$16.9M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$10.5M
5
USAR
USA Rare Earth Inc
USAR
+$10.3M

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$16.8M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$10.5M
3
ABX
Abacus Global Management
ABX
+$9.87M
4
AIO
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
+$9.37M
5
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$8.35M

Sector Composition

Rank Sector Weight
1 Financials 9.43%
2 Technology 1.6%
3 Industrials 0.91%
4 Materials 0.57%
5 Healthcare 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGI
251
Western Asset Investment Grade Defined Opportunity Trust
IGI
$95M
$314K 0.01%
19,838
– –
CSLM
252
DELISTED
CSLM Acquisition Corp. Class A Ordinary Share
CSLM
$302K 0.01%
28,250
– –
CXH
253
DELISTED
MFS Investment Grade Municipal Trust
CXH
$294K 0.01%
41,528
– –
ZLS
254
DELISTED
Zalatoris II Acquisition Corp Class A Ordinary Shares
ZLS
$290K 0.01%
27,500
-72,500
-73% -$759K
SBI
255
Western Asset Intermediate Muni Fund
SBI
$107M
$286K 0.01%
40,000
– –
VPV icon
256
Invesco Pennsylvania Value Municipal Income Trust
VPV
$201M
$284K 0.01%
31,762
-400
-1% -$3.84K
IDE
257
Voya Infrastructure, Industrials and Materials Fund
IDE
$200M
$283K 0.01%
30,003
-1,440
-5% -$14.1K
HWH icon
258
HWH International
HWH
$10.2M
$263K 0.01%
5,000
– –
BIL icon
259
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$255K 0.01%
+2,775
New +$254K
HIE
260
DELISTED
Miller/Howard High Income Equity Fund
HIE
$248K 0.01%
25,000
– –
MXF
261
Mexico Fund
MXF
$312M
$236K 0.01%
14,327
-60
-0.4% -$1.03K
SWZ
262
Swiss Helvetia Fund
SWZ
$77.1M
$213K 0.01%
27,920
+5,010
+22% +$40.8K
LOCC
263
DELISTED
Live Oak Crestview Climate Acquisition Corp.
LOCC
$211K 0.01%
20,319
– –
RQI icon
264
Cohen & Steers Quality Income Realty Fund
RQI
$1.66B
$209K 0.01%
20,637
– –
MAV
265
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$198K 0.01%
29,369
-33,763
-53% -$256K
BRLS icon
266
Borealis Foods
BRLS
$18.9M
$169K 0.01%
15,400
– –
INTE
267
DELISTED
Integral Acquisition Corporation 1 Class A Common Stock
INTE
$166K 0.01%
15,474
– –
SHUA
268
DELISTED
SHUAA Partners Acquisition Corp I Class A Ordinary Share
SHUA
$144K ﹤0.01%
12,947
– –
GRX
269
Gabelli Healthcare & Wellness Trust
GRX
$147M
$137K ﹤0.01%
16,000
– –
DSM
270
BNY Mellon Strategic Municipal Bond Fund
DSM
$290M
$128K ﹤0.01%
25,793
– –
PMX
271
DELISTED
PIMCO Municipal Income Fund III
PMX
$123K ﹤0.01%
+19,059
New +$143K
BIOS
272
DELISTED
BioPlus Acquisition Corp. Class A Ordinary Shares
BIOS
$111K ﹤0.01%
10,235
– –
NFNT
273
DELISTED
Infinite Acquisition Corp.
NFNT
$111K ﹤0.01%
10,300
– –
WIW
274
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$103K ﹤0.01%
12,500
– –
PCK
275
DELISTED
Pimco California Municipal Income Fund II
PCK
$94.7K ﹤0.01%
+18,857
New +$108K
9 10
11
12 13

Similar funds

YCM
Yaupon Capital Management New York $3.2B AUM 46.52% 1-Year Est. Return
SC
SummitTX Capital Fort Worth, Texas $3.2B AUM 41.22% 1-Year Est. Return
HCM
Himalaya Capital Management Seattle, Washington $3.2B AUM 32.2% 1-Year Est. Return
BIG
Brooklyn Investment Group Brooklyn, New York $3.2B AUM 26.32% 1-Year Est. Return
SYBT
Stock Yards Bank & Trust Louisville, Kentucky $3.21B AUM 22.76% 1-Year Est. Return
EWA
Exencial Wealth Advisors Oklahoma City, Oklahoma $3.22B AUM 20.17% 1-Year Est. Return
DCM
DME Capital Management New York $3.19B AUM 23.22% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return

Karpus Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Karpus Investment Management held 329 positions worth $2.98B, down 6.5% from $3.18B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Karpus Investment Management's Q3 2023 filing shows 13 new, 66 increased, 149 reduced and 54 closed positions. Its largest new stake was USA Rare Earth Inc: 1,010,100 shares worth $10.3M. The largest sale was Vanguard Dividend Appreciation ETF, an estimated $16.8M.

By sector, the portfolio is most concentrated in Financials at 9.4% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

  • Karpus Investment Management's largest Q3 2023 buy was USA Rare Earth Inc: 1,010,100 shares worth $10.3M.
  • Karpus Investment Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q3 2023, an estimated $37.9M increase.
  • Karpus Investment Management's biggest Q3 2023 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $16.8M.
  • Karpus Investment Management fully exited abrdn Income Credit Strategies Fund in Q3 2023, selling an estimated $10.5M.
  • Karpus Investment Management's ten largest holdings make up 39% of its $2.98B portfolio in Q3 2023.
  • Karpus Investment Management opened 13 new positions and closed 54 in Q3 2023.
  • Karpus Investment Management's portfolio value fell 6.5% quarter-over-quarter to $2.98B.

Based on Karpus Investment Management's 13F filing for Q3 2023, filed 9 Nov 2023.