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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-12.27%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$11.8B
AUM Growth
-$3.54B
Cap. Flow
-$1.51B
Cap. Flow %
-12.8%
Top 10 Hldgs %
16.04%
Holding
2,504
New
115
Increased
632
Reduced
1,400
Closed
347

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$32.8M
2
LKQ icon
LKQ Corp
LKQ
+$11.5M
3
CI icon
Cigna
CI
+$9.49M
4
AA icon
Alcoa
AA
+$8.61M
5
UNP icon
Union Pacific
UNP
+$8.52M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$54.2M
2
AMZN icon
Amazon
AMZN
+$48M
3
MSFT icon
Microsoft
MSFT
+$47.2M
4
PX
Praxair Inc
PX
+$35.7M
5
ESRX
Express Scripts Holding Company
ESRX
+$29.8M

Sector Composition

Rank Sector Weight
1 Technology 12.1%
2 Healthcare 10.84%
3 Financials 9.42%
4 Consumer Discretionary 7.51%
5 Consumer Staples 7.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTRL
2451
DELISTED
Control4 Corporation
CTRL
– –
-26,880
Closed -$923K
LEXEA
2452
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
– –
-10,744
Closed -$505K
HF
2453
DELISTED
HFF Inc.
HF
– –
-10,851
Closed -$461K
HZNP
2454
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-185,390
Closed -$3.63M
ACET
2455
DELISTED
Aceto Corp
ACET
– –
-35,944
Closed -$81K
EOCC
2456
DELISTED
Enel Generacion Chile S.A.
EOCC
– –
-61,121
Closed -$1.27M
XOXO
2457
DELISTED
Xo Group Inc
XOXO
– –
-22,940
Closed -$791K
EEP
2458
DELISTED
Enbridge Energy Partners
EEP
– –
-76,560
Closed -$841K
ESRX
2459
DELISTED
Express Scripts Holding Company
ESRX
– –
-313,689
Closed -$29.8M
CCT
2460
DELISTED
Corporate Capital Trust, Inc.
CCT
– –
-85,809
Closed -$1.31M
SEP
2461
DELISTED
Spectra Engy Parters Lp
SEP
– –
-48,255
Closed -$1.72M
OCLR
2462
DELISTED
Oclaro Inc.
OCLR
– –
-120,265
Closed -$1.08M
FCE.A
2463
DELISTED
Forest City Realty Trust, Inc.
FCE.A
– –
-70,364
Closed -$1.76M
ARII
2464
DELISTED
American Railcar Industries, Inc.
ARII
– –
-30,327
Closed -$1.4M
SODA
2465
DELISTED
SodaStream International Ltd
SODA
– –
-2,292
Closed -$328K
MITL
2466
DELISTED
Mitel Networks Corporation
MITL
– –
-56,447
Closed -$622K
LHO
2467
DELISTED
LaSalle Hotel Properties
LHO
– –
-172,826
Closed -$5.98M
AFSI
2468
DELISTED
AmTrust Financial Services, Inc.
AFSI
– –
-47,876
Closed -$695K
EGN
2469
DELISTED
Energen
EGN
– –
-15,272
Closed -$1.32M
AET
2470
DELISTED
Aetna Inc
AET
– –
-32,672
Closed -$6.63M
COL
2471
DELISTED
Rockwell Collins
COL
– –
-21,823
Closed -$3.07M
CALL
2472
DELISTED
magicJack VocalTec Ltd
CALL
– –
-69,573
Closed -$577K
KTWO
2473
DELISTED
K2M Group Holdings, Inc
KTWO
– –
-16,185
Closed -$443K
KS
2474
DELISTED
KapStone Paper and Pack Corp.
KS
– –
-44,012
Closed -$1.49M
PX
2475
DELISTED
Praxair Inc
PX
– –
-222,121
Closed -$35.7M
97 98
99
100 101

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Guggenheim Capital held 2,504 positions worth $11.8B, down 23% from $15.3B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.51B in Q4 2018, closing 347 positions and reducing 1,400 holdings. Its most notable exit was Praxair Inc, an estimated $35.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 14% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Linde worth $32.4M.

  • Guggenheim Capital's largest Q4 2018 buy was Linde: 207,477 shares worth $32.4M.
  • Guggenheim Capital added most to LKQ Corp in Q4 2018, an estimated $11.5M increase.
  • Guggenheim Capital's biggest Q4 2018 reduction was Apple, cutting an estimated $54.2M.
  • Guggenheim Capital fully exited Praxair Inc in Q4 2018, selling an estimated $35.7M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $11.8B portfolio in Q4 2018.
  • Guggenheim Capital opened 115 new positions and closed 347 in Q4 2018.
  • Guggenheim Capital's portfolio value fell 23% quarter-over-quarter to $11.8B.

Based on Guggenheim Capital's 13F filing for Q4 2018, filed 14 Feb 2019.