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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WEN icon
2451
Wendy's
WEN
$1.46B
$461K ﹤0.01%
53,246
-4,999
-9% -$48.5K
JOE icon
2452
St. Joe Company
JOE
$3.83B
$460K ﹤0.01%
24,048
-2,435
-9% -$41.4K
MDR
2453
DELISTED
McDermott International
MDR
$456K ﹤0.01%
35,331
-5,696
-14% -$78.2K
POOL icon
2454
Pool Corp
POOL
$7.5B
$454K ﹤0.01%
6,282
-4,176
-40% -$295K
BBAR icon
2455
BBVA Argentina
BBAR
$3.49B
$453K ﹤0.01%
29,176
-1,823
-6% -$29.9K
MOV icon
2456
Movado Group
MOV
$841M
$451K ﹤0.01%
17,441
-1,336
-7% -$34.7K
CENX icon
2457
Century Aluminum
CENX
$5.07B
$444K ﹤0.01%
96,495
+4,784
+5% +$33.4K
FET icon
2458
Forum Energy Technologies
FET
$835M
$444K ﹤0.01%
1,819
-40
-2% -$12.3K
DB icon
2459
Deutsche Bank
DB
$71.5B
$441K ﹤0.01%
18,324
-22,790
-55% -$630K
JHP
2460
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$441K ﹤0.01%
54,924
+4,013
+8% +$33.2K
HILL
2461
DELISTED
DOT HILL SYSTEMS CORP
HILL
$441K ﹤0.01%
45,351
+29,974
+195% +$231K
BN icon
2462
Brookfield
BN
$108B
$439K ﹤0.01%
39,752
-155,922
-80% -$1.82M
IHS
2463
DELISTED
IHS INC CL-A COM STK
IHS
$438K ﹤0.01%
3,779
+160
+4% +$19.4K
BDBD
2464
DELISTED
BOULDER BRANDS INC
BDBD
$438K ﹤0.01%
53,516
+29,788
+126% +$238K
VSTM icon
2465
Verastem
VSTM
$592M
$437K ﹤0.01%
+20,328
New +$1.61M
SYT
2466
DELISTED
Syngenta Ag
SYT
$436K ﹤0.01%
6,853
-30,021
-81% -$2.29M
OMAB icon
2467
Grupo Aeroportuario Centro Norte
OMAB
$5.33B
$435K ﹤0.01%
10,953
-620
-5% -$25.8K
REXX
2468
DELISTED
Rex Energy Corporation
REXX
$434K ﹤0.01%
20,959
-1,312
-6% -$37.9K
CSGP icon
2469
CoStar Group
CSGP
$12.3B
$432K ﹤0.01%
24,940
-9,990
-29% -$191K
MMU
2470
Western Asset Managed Municipals Fund
MMU
$554M
$432K ﹤0.01%
31,182
-1,063
-3% -$14.8K
SHLD
2471
DELISTED
Sears Holding Corporation
SHLD
$430K ﹤0.01%
19,029
-7,229
-28% -$174K
CWEN icon
2472
Clearway Energy Class C
CWEN
$6.7B
$429K ﹤0.01%
36,919
+17,461
+90% +$302K
NJV
2473
DELISTED
Nuveen New Jersey Municipal Value Fund Common shares of beneficial interest
NJV
$426K ﹤0.01%
30,267
+13,308
+78% +$185K
DXPE icon
2474
DXP Enterprises
DXPE
$2.98B
$425K ﹤0.01%
15,587
-1,152
-7% -$38.6K
TAI
2475
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$425K ﹤0.01%
19,631
-13,800
-41% -$299K
97 98
99
100 101

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.