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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXEL icon
2451
Exelixis
EXEL
$13.4B
$633K ﹤0.01%
413,407
+40,021
+11% +$128K
STMP
2452
DELISTED
Stamps.com, Inc.
STMP
$632K ﹤0.01%
19,897
-2,113
-10% -$69.9K
CRH icon
2453
CRH
CRH
$66.8B
$631K ﹤0.01%
27,658
-6,446
-19% -$156K
MFM
2454
Aberdeen Municipal Income Fund
MFM
$224M
$629K ﹤0.01%
96,088
-6,488
-6% -$41.9K
CYOU
2455
DELISTED
Changyou.com Limited American Depositary Share
CYOU
$628K ﹤0.01%
26,255
+832
+3% +$20.3K
POWI icon
2456
Power Integrations
POWI
$3.6B
$626K ﹤0.01%
23,210
+10,332
+80% +$291K
SPR
2457
DELISTED
Spirit AeroSystems
SPR
$625K ﹤0.01%
16,434
-39,998
-71% -$1.46M
ZEP
2458
DELISTED
ZEP INC COM STK (DE)
ZEP
$623K ﹤0.01%
44,436
-976
-2% -$15.6K
SKT icon
2459
Tanger
SKT
$4.52B
$621K ﹤0.01%
18,985
-1,707
-8% -$59K
WST icon
2460
West Pharmaceutical
WST
$24.9B
$620K ﹤0.01%
13,848
-833
-6% -$35.4K
CPAC
2461
Cementos Pacasmayo
CPAC
$1.01B
$619K ﹤0.01%
55,351
+6,879
+14% +$78.9K
CEV
2462
Eaton Vance California Municipal Income Trust
CEV
$73.6M
$618K ﹤0.01%
50,127
+17,871
+55% +$221K
ELP
2463
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$618K ﹤0.01%
113,040
+132
+0.1% +$848
IWM icon
2464
iShares Russell 2000 ETF
IWM
$83B
$618K ﹤0.01%
5,653
+2,700
+91% +$309K
SWX icon
2465
Southwest Gas
SWX
$6.67B
$617K ﹤0.01%
12,706
-2,968
-19% -$152K
LCII icon
2466
LCI Industries
LCII
$2.65B
$616K ﹤0.01%
14,590
-1,565
-10% -$70.9K
CRVL icon
2467
CorVel
CRVL
$3.19B
$614K ﹤0.01%
54,129
-5,487
-9% -$74K
CLH icon
2468
Clean Harbors
CLH
$16.3B
$611K ﹤0.01%
11,330
+4,891
+76% +$288K
RTEC
2469
DELISTED
Rudolph Technologies Inc
RTEC
$610K ﹤0.01%
67,389
-1,488
-2% -$14.2K
ICB
2470
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$608K ﹤0.01%
34,151
-22,083
-39% -$395K
CRUS icon
2471
Cirrus Logic
CRUS
$6.26B
$606K ﹤0.01%
29,066
+11,351
+64% +$263K
CSTM icon
2472
Constellium
CSTM
$3.99B
$605K ﹤0.01%
24,580
+14,284
+139% +$412K
JTP
2473
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$605K ﹤0.01%
74,182
-5,053
-6% -$42.2K
AMBA icon
2474
Ambarella
AMBA
$3.81B
$604K ﹤0.01%
13,824
+5,130
+59% +$170K
CDP icon
2475
COPT Defense Properties
CDP
$4.21B
$601K ﹤0.01%
23,404
-2,107
-8% -$59K
97 98
99
100 101

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.