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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBL
2426
DoubleLine Opportunistic Credit Fund
DBL
$279M
$385K ﹤0.01%
17,337
+4,471
+35% +$102K
BHC icon
2427
Bausch Health
BHC
$2.6B
$382K ﹤0.01%
18,384
-16,271
-47% -$258K
MKL icon
2428
Markel Group
MKL
$23.2B
$382K ﹤0.01%
335
+20
+6% +$21.9K
BBBY
2429
Bed Bath & Beyond
BBBY
$495M
$381K ﹤0.01%
+7,979
New +$288K
HELE icon
2430
Helen of Troy
HELE
$682M
$379K ﹤0.01%
3,922
+1
+0% +$92
BOX icon
2431
Box
BOX
$4.39B
$374K ﹤0.01%
17,701
-4,407
-20% -$92.9K
DWSN icon
2432
Dawson Geophysical
DWSN
$148M
$374K ﹤0.01%
79,038
-5,404
-6% -$25.2K
PR
2433
Permian Resources
PR
$17.4B
$373K ﹤0.01%
18,830
-4,418
-19% -$85.8K
GPMT
2434
Granite Point Mortgage Trust
GPMT
$69M
$372K ﹤0.01%
+20,944
New +$381K
HQY icon
2435
HealthEquity
HQY
$8.73B
$372K ﹤0.01%
7,962
-2,170
-21% -$107K
DST
2436
DELISTED
DST Systems Inc.
DST
$371K ﹤0.01%
5,985
-18,969
-76% -$1.13M
ACIW icon
2437
ACI Worldwide
ACIW
$5.79B
$369K ﹤0.01%
16,228
-1,372
-8% -$31.9K
NEWR
2438
DELISTED
New Relic, Inc.
NEWR
$369K ﹤0.01%
6,378
-1,893
-23% -$103K
TV icon
2439
Televisa
TV
$1.47B
$368K ﹤0.01%
19,759
+5,802
+42% +$120K
VIVO
2440
DELISTED
Meridian Bioscience Inc
VIVO
$364K ﹤0.01%
25,891
-11,358
-30% -$166K
TIMB icon
2441
TIM SA
TIMB
$9.02B
$362K ﹤0.01%
18,783
+1,326
+8% +$24.6K
EHIC
2442
DELISTED
eHi Car Services Limited
EHIC
$362K ﹤0.01%
31,252
+9,393
+43% +$105K
DYN
2443
DELISTED
Dynegy, Inc.
DYN
$357K ﹤0.01%
30,087
-19,856
-40% -$222K
CACC icon
2444
Credit Acceptance
CACC
$5.98B
$356K ﹤0.01%
+1,102
New +$328K
TRST
2445
Trustco Bank Corp NY
TRST
$978M
$355K ﹤0.01%
7,717
+685
+10% +$31.3K
VEON icon
2446
VEON
VEON
$3.67B
$355K ﹤0.01%
+3,689
New +$361K
NOK icon
2447
Nokia
NOK
$52.4B
$354K ﹤0.01%
75,981
+21,723
+40% +$112K
RAMP icon
2448
LiveRamp
RAMP
$2.3B
$354K ﹤0.01%
12,852
-3,938
-23% -$103K
PRK icon
2449
Park National Corp
PRK
$3.75B
$353K ﹤0.01%
3,392
+329
+11% +$35.7K
INWK
2450
DELISTED
InnerWorkings, Inc.
INWK
$353K ﹤0.01%
35,260
-156
-0.4% -$1.67K
96 97
98
99 100

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.