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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDL
2426
GDL Fund
GDL
$92.1M
$450K ﹤0.01%
44,054
-39,967
-48% -$409K
AZTA icon
2427
Azenta
AZTA
$1.38B
$449K ﹤0.01%
14,779
-18,250
-55% -$470K
DLB icon
2428
Dolby
DLB
$5.59B
$448K ﹤0.01%
+7,784
New +$408K
ARCO icon
2429
Arcos Dorados Holdings
ARCO
$1.75B
$446K ﹤0.01%
45,579
+1,003
+2% +$8.67K
AMED
2430
DELISTED
Amedisys
AMED
$443K ﹤0.01%
+7,933
New +$420K
OUT icon
2431
Outfront Media
OUT
$5.61B
$443K ﹤0.01%
17,862
-92,318
-84% -$2.03M
SNCR
2432
DELISTED
Synchronoss Technologies
SNCR
$443K ﹤0.01%
5,301
-113
-2% -$15.7K
VLP
2433
DELISTED
Valero Energy Partners LP
VLP
$441K ﹤0.01%
10,085
-1,502
-13% -$66K
AMKR icon
2434
Amkor Technology
AMKR
$12.6B
$440K ﹤0.01%
41,513
-36,311
-47% -$348K
WES icon
2435
Western Midstream Partners
WES
$19.3B
$440K ﹤0.01%
10,674
-36,887
-78% -$1.51M
FMBI
2436
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$440K ﹤0.01%
18,785
-3,108
-14% -$69.1K
NVRO
2437
DELISTED
NEVRO CORP.
NVRO
$439K ﹤0.01%
4,838
-177
-4% -$15.2K
ETSY icon
2438
Etsy
ETSY
$7.89B
$438K ﹤0.01%
25,981
+4,142
+19% +$65.3K
BBK
2439
DELISTED
Blackrock Municipal Bond Trust
BBK
$438K ﹤0.01%
+28,166
New +$447K
SHLM
2440
DELISTED
Schulman (A.) Inc
SHLM
$437K ﹤0.01%
12,840
-475
-4% -$14.2K
BSCH
2441
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$436K ﹤0.01%
19,266
-4,440
-19% -$100K
CHUY
2442
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$435K ﹤0.01%
20,725
+2,159
+12% +$45.8K
TWOU
2443
DELISTED
2U Inc
TWOU
$435K ﹤0.01%
259
+67
+35% +$101K
GOL
2444
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$432K ﹤0.01%
51,095
-13,348
-21% -$90.1K
DCP
2445
DELISTED
DCP Midstream, LP
DCP
$431K ﹤0.01%
12,448
-779
-6% -$25.7K
BOX icon
2446
Box
BOX
$4.39B
$428K ﹤0.01%
22,108
+7,927
+56% +$149K
IRT icon
2447
Independence Realty Trust
IRT
$3.95B
$426K ﹤0.01%
42,058
-28,321
-40% -$286K
KW
2448
DELISTED
Kennedy-Wilson Holdings
KW
$423K ﹤0.01%
22,775
+3,651
+19% +$70.4K
CRC
2449
DELISTED
California Resources Corporation
CRC
$423K ﹤0.01%
40,473
+1,638
+4% +$13.1K
EVV
2450
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$421K ﹤0.01%
30,025
+10,582
+54% +$148K
96 97
98
99 100

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.