We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-12.27%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$11.8B
AUM Growth
-$3.54B
Cap. Flow
-$1.51B
Cap. Flow %
-12.8%
Top 10 Hldgs %
16.04%
Holding
2,504
New
115
Increased
632
Reduced
1,400
Closed
347

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$32.8M
2
LKQ icon
LKQ Corp
LKQ
+$11.5M
3
CI icon
Cigna
CI
+$9.49M
4
AA icon
Alcoa
AA
+$8.61M
5
UNP icon
Union Pacific
UNP
+$8.52M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$54.2M
2
AMZN icon
Amazon
AMZN
+$48M
3
MSFT icon
Microsoft
MSFT
+$47.2M
4
PX
Praxair Inc
PX
+$35.7M
5
ESRX
Express Scripts Holding Company
ESRX
+$29.8M

Sector Composition

Rank Sector Weight
1 Technology 12.1%
2 Healthcare 10.84%
3 Financials 9.42%
4 Consumer Discretionary 7.51%
5 Consumer Staples 7.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CONN
2401
DELISTED
Conn's Inc.
CONN
– –
-12,247
Closed -$433K
CAMP
2402
DELISTED
CalAmp Corp.
CAMP
– –
-946
Closed -$522K
VIA
2403
DELISTED
Via Renewables, Inc. Class A Common Stock
VIA
– –
-3,452
Closed -$142K
PGTI
2404
DELISTED
PGT, Inc.
PGTI
– –
-79,481
Closed -$1.72M
MDRX
2405
DELISTED
Veradigm Inc. Common Stock
MDRX
– –
-57,987
Closed -$826K
IMGN
2406
DELISTED
Immunogen Inc
IMGN
– –
-244,847
Closed -$2.32M
AAIC
2407
DELISTED
Arlington Asset Investment Corp.
AAIC
– –
-22,432
Closed -$209K
VRTV
2408
DELISTED
VERITIV CORPORATION
VRTV
– –
-14,161
Closed -$515K
HT
2409
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
– –
-69,454
Closed -$1.57M
NXGN
2410
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
– –
-31,426
Closed -$631K
NBW
2411
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
– –
-13,301
Closed -$166K
AJRD
2412
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-12,182
Closed -$414K
RUTH
2413
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
– –
-22,057
Closed -$696K
DBD
2414
DELISTED
Diebold Nixdorf Incorporated
DBD
– –
-10,194
Closed -$46K
EVOP
2415
DELISTED
EVO Payments, Inc. Class A Common Stock
EVOP
– –
-25,401
Closed -$607K
LHCG
2416
DELISTED
LHC Group LLC
LHCG
– –
-8,758
Closed -$902K
LCI
2417
DELISTED
Lannett Company, Inc.
LCI
– –
-15,878
Closed -$302K
TMX
2418
DELISTED
Terminix Global Holdings, Inc.
TMX
– –
-8,567
Closed -$356K
GBL
2419
DELISTED
GAMCO Investors, Inc.
GBL
– –
-10,432
Closed -$245K
POLY
2420
DELISTED
Plantronics, Inc.
POLY
– –
-3,673
Closed -$221K
RDUS
2421
DELISTED
Radius Health, Inc.
RDUS
– –
-91,557
Closed -$1.63M
NPTN
2422
DELISTED
NEOPHOTONICS CORP
NPTN
– –
-103,195
Closed -$857K
TVTY
2423
DELISTED
Tivity Health, Inc. Common Stock
TVTY
– –
-18,929
Closed -$609K
KRA
2424
DELISTED
Kraton Corporation
KRA
– –
-13,369
Closed -$630K
NUAN
2425
DELISTED
Nuance Communications, Inc.
NUAN
– –
-31,708
Closed -$475K
95 96
97
98 99

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Guggenheim Capital held 2,504 positions worth $11.8B, down 23% from $15.3B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.51B in Q4 2018, closing 347 positions and reducing 1,400 holdings. Its most notable exit was Praxair Inc, an estimated $35.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 14% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Linde worth $32.4M.

  • Guggenheim Capital's largest Q4 2018 buy was Linde: 207,477 shares worth $32.4M.
  • Guggenheim Capital added most to LKQ Corp in Q4 2018, an estimated $11.5M increase.
  • Guggenheim Capital's biggest Q4 2018 reduction was Apple, cutting an estimated $54.2M.
  • Guggenheim Capital fully exited Praxair Inc in Q4 2018, selling an estimated $35.7M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $11.8B portfolio in Q4 2018.
  • Guggenheim Capital opened 115 new positions and closed 347 in Q4 2018.
  • Guggenheim Capital's portfolio value fell 23% quarter-over-quarter to $11.8B.

Based on Guggenheim Capital's 13F filing for Q4 2018, filed 14 Feb 2019.