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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+6.38%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.1B
AUM Growth
+$306M
(+0.96%)
Cap. Flow
-$1.13B
Cap. Flow
% of AUM
-3.5%
Top 10 Holdings %
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,157
Reduced
1,531
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fortive
FTV
|
+$39.8M |
| 2 |
Cooper Companies
COO
|
+$29.5M |
| 3 |
Mettler-Toledo International
MTD
|
+$29.1M |
| 4 |
Albemarle
ALB
|
+$25M |
| 5 |
Alliant Energy
LNT
|
+$23.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DRII
DIAMOND RESORTS INTL, INC
DRII
|
+$283M |
| 2 |
TotalEnergies
TTE
|
+$80.2M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$57.3M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$36.4M |
| 5 |
GAS
AGL Resources Inc
GAS
|
+$36.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Healthcare | 11.67% |
| 3 | Financials | 11.21% |
| 4 | Industrials | 10.39% |
| 5 | Consumer Discretionary | 10.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2401
Clean Harbors
CLH
$16.4B
| $465K | ﹤0.01% |
9,685
-6,709
| -41% | -$333K |
|
|
ELME
2402
Elme Communities
ELME
$145M
| $465K | ﹤0.01% |
14,932
-6,481
| -30% | -$210K |
|
|
NRE
2403
DELISTED
NorthStar Realty Europe Corp.
NRE
| $465K | ﹤0.01% |
42,471
+360
| +0.9% | +$3.53K |
|
|
ATHN
2404
DELISTED
Athenahealth, Inc.
ATHN
| $465K | ﹤0.01% |
3,680
+1,141
| +45% | +$145K |
|
2405
Diamondrock Hospitality Co
DRH
$2.66B
| $464K | ﹤0.01% |
51,029
-13,091
| -20% | -$128K |
|
|
CHS
2406
DELISTED
Chicos FAS, Inc.
CHS
| $464K | ﹤0.01% |
38,994
-12,705
| -25% | -$150K |
|
2407
Commault Systems
CVLT
$5.52B
| $463K | ﹤0.01% |
8,715
-242
| -3% | -$12.2K |
|
|
MDR
2408
DELISTED
McDermott International
MDR
| $462K | ﹤0.01% |
30,762
-8,079
| -21% | -$121K |
|
2409
Liberty Media Series A
FWONA
$22.9B
| $460K | ﹤0.01% |
16,791
-4,265
| -20% | -$93.5K |
|
2410
Unitil
UTL
$980M
| $460K | ﹤0.01% |
11,790
-10,670
| -48% | -$440K |
|
2411
Curtiss-Wright
CW
$27.8B
| $457K | ﹤0.01% |
5,016
+679
| +16% | +$59.8K |
|
|
CPPL
2412
DELISTED
Columbia Pipeline Partners LP
CPPL
| $455K | ﹤0.01% |
28,213
+8,622
| +44% | +$127K |
|
|
FFC
2413
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$780M
| $454K | ﹤0.01% |
21,824
-37,693
| -63% | -$811K |
|
|
LKM
2414
DELISTED
Link Motion Inc.
LKM
| $454K | ﹤0.01% |
119,073
+13,705
| +13% | +$52.7K |
|
|
PDLI
2415
DELISTED
PDL BioPharma, Inc.
PDLI
| $454K | ﹤0.01% |
135,542
-466,755
| -77% | -$1.48M |
|
|
TNH
2416
DELISTED
Terra Nitrogen
TNH
| $454K | ﹤0.01% |
4,040
-2,081
| -34% | -$233K |
|
2417
Cinemark Holdings
CNK
$4.38B
| $451K | ﹤0.01% |
11,792
-757
| -6% | -$28.7K |
|
2418
Banco Macro
BMA
$5.63B
| $450K | ﹤0.01% |
5,748
-1,063
| -16% | -$80.9K |
|
2419
MaxLinear
MXL
$6.2B
| $450K | ﹤0.01% |
22,210
+2,584
| +13% | +$50.8K |
|
|
STEW
2420
SRH Total Return Fund
STEW
$1.81B
| $450K | ﹤0.01% |
53,710
| – | – |
|
|
ADAM
2421
Adamas Trust
ADAM
$850M
| $448K | ﹤0.01% |
18,627
-3,942
| -17% | -$97.3K |
|
|
PLXP
2422
DELISTED
PLx Pharma Inc. Common Stock
PLXP
| $448K | ﹤0.01% |
3,858
-884
| -19% | -$86.2K |
|
|
RPTP
2423
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
| $447K | ﹤0.01% |
+49,849
| New | +$354K |
|
2424
KVH Industries
KVHI
$170M
| $446K | ﹤0.01% |
50,616
+16,141
| +47% | +$137K |
|
2425
XPO
XPO
$23.3B
| $445K | ﹤0.01% |
35,119
+573
| +2% | +$6.48K |
|
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Guggenheim Capital's Q3 2016 Portfolio in Review
As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.
Guggenheim Capital withdrew a net $1.13B in Q3 2016, closing 143 positions and reducing 1,531 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.
- Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
- Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
- Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
- Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
- Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
- Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
- Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.
Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.