We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSPN icon
2401
OneSpan
OSPN
$618M
$458K ﹤0.01%
29,729
-2,664
-8% -$39.5K
RENX
2402
DELISTED
RELX N.V.
RENX
$458K ﹤0.01%
26,132
-10,714
-29% -$177K
CS
2403
DELISTED
Credit Suisse Group
CS
$457K ﹤0.01%
32,369
-2,810
-8% -$44.6K
BAS
2404
DELISTED
Basis Energy Services, Inc.
BAS
$457K ﹤0.01%
290
+76
+36% +$98.9K
TNH
2405
DELISTED
Terra Nitrogen
TNH
$456K ﹤0.01%
4,101
+594
+17% +$60.6K
ENTG icon
2406
Entegris
ENTG
$23.2B
$454K ﹤0.01%
33,345
-12,479
-27% -$151K
MC icon
2407
Moelis & Co
MC
$4.94B
$453K ﹤0.01%
16,076
+2,747
+21% +$70.4K
VWR
2408
DELISTED
VWR Corporation
VWR
$451K ﹤0.01%
16,651
+6,345
+62% +$157K
GDF
2409
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
$451K ﹤0.01%
56,260
-22,335
-28% -$169K
CENT icon
2410
Central Garden & Pet Co
CENT
$2.8B
$449K ﹤0.01%
34,313
+16,572
+93% +$188K
RSTI
2411
DELISTED
Rofin-Sinar Technologies Inc
RSTI
$449K ﹤0.01%
13,933
-44,084
-76% -$1.07M
SZMK
2412
DELISTED
SIZMEK INC COM STK (DE)
SZMK
$449K ﹤0.01%
154,750
+32,229
+26% +$103K
BRO icon
2413
Brown & Brown
BRO
$23.9B
$446K ﹤0.01%
+24,912
New +$400K
CORR
2414
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$446K ﹤0.01%
22,219
-25,501
-53% -$384K
CEQP
2415
DELISTED
Crestwood Equity Partners LP
CEQP
$445K ﹤0.01%
38,224
-12,398
-24% -$142K
CRZO
2416
DELISTED
Carrizo Oil & Gas Inc
CRZO
$445K ﹤0.01%
14,380
+43
+0.3% +$1.08K
TVTY
2417
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$444K ﹤0.01%
44,040
+8,685
+25% +$97.6K
PSF icon
2418
Cohen & Steers Select Preferred & Income Fund
PSF
$236M
$442K ﹤0.01%
17,483
-212
-1% -$5.25K
ABDC
2419
DELISTED
Alcentra Capital Corp
ABDC
$439K ﹤0.01%
37,765
-10,260
-21% -$107K
HRI icon
2420
Herc Holdings
HRI
$5.61B
$438K ﹤0.01%
13,854
-3,183
-19% -$93.5K
PEB icon
2421
Pebblebrook Hotel Trust
PEB
$2.05B
$438K ﹤0.01%
15,080
-9,667
-39% -$250K
ADAM
2422
Adamas Trust
ADAM
$883M
$437K ﹤0.01%
23,072
-450
-2% -$8.43K
MFLX
2423
DELISTED
MULTI-FINELINE ELECTRONIX INC
MFLX
$437K ﹤0.01%
+18,835
New +$378K
BMA icon
2424
Banco Macro
BMA
$5.35B
$436K ﹤0.01%
6,756
-12,736
-65% -$813K
IPI icon
2425
Intrepid Potash
IPI
$469M
$434K ﹤0.01%
39,086
+7,612
+24% +$137K
95 96
97
98 99

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.