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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
(-20%)
Cap. Flow
-$4.74B
Cap. Flow
% of AUM
-14.6%
Top 10 Holdings %
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Kraft Heinz
KHC
|
+$77.8M |
| 2 |
WRK
WestRock Company
WRK
|
+$56.2M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$54.4M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$48.1M |
| 5 |
BXLT
BAXALTA INC COM STK (DE)
BXLT
|
+$46.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DTV
DIRECTV COM STK (DE)
DTV
|
+$84M |
| 2 |
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
|
+$81.1M |
| 3 |
HSP
HOSPIRA INC
HSP
|
+$76.4M |
| 4 |
GAS
AGL Resources Inc
GAS
|
+$58M |
| 5 |
Zions Bancorporation
ZION
|
+$54.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 13.02% |
| 2 | Technology | 11.49% |
| 3 | Consumer Discretionary | 11.12% |
| 4 | Financials | 10.82% |
| 5 | Industrials | 8.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2401
Westlake Corp
WLK
$9.9B
| $526K | ﹤0.01% |
10,133
-7,279
| -42% | -$425K |
|
|
CIE
2402
DELISTED
Cobalt International Energy, Inc
CIE
| $526K | ﹤0.01% |
4,957
-305
| -6% | -$37.1K |
|
|
BIG
2403
DELISTED
Big Lots, Inc.
BIG
| $525K | ﹤0.01% |
10,952
-5,264
| -32% | -$234K |
|
2404
Invesco Bond Fund
VBF
$169M
| $524K | ﹤0.01% |
29,716
-12,921
| -30% | -$227K |
|
2405
Geospace Technologies
GEOS
$75.7M
| $523K | ﹤0.01% |
37,902
-3,900
| -9% | -$64.8K |
|
|
IRBT
2406
DELISTED
iRobot
IRBT
| $523K | ﹤0.01% |
+17,936
| New | +$546K |
|
|
ATML
2407
DELISTED
ATMEL CORP
ATML
| $521K | ﹤0.01% |
64,525
-88,410
| -58% | -$733K |
|
2408
Powell Industries
POWL
$7.71B
| $520K | ﹤0.01% |
51,876
-3,462
| -6% | -$34.3K |
|
|
NMY
2409
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
| $520K | ﹤0.01% |
42,208
+747
| +2% | +$9.2K |
|
2410
KVH Industries
KVHI
$157M
| $519K | ﹤0.01% |
51,921
-23,180
| -31% | -$264K |
|
2411
Tanger
SKT
$4.52B
| $518K | ﹤0.01% |
15,732
-756
| -5% | -$24.6K |
|
|
MUH
2412
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
| $513K | ﹤0.01% |
34,337
-1,170
| -3% | -$17.1K |
|
|
RICE
2413
DELISTED
Rice Energy Inc.
RICE
| $511K | ﹤0.01% |
31,626
-2,141
| -6% | -$40.9K |
|
|
INFN
2414
DELISTED
Infinera Corporation Common Stock
INFN
| $507K | ﹤0.01% |
25,906
-10,464
| -29% | -$228K |
|
2415
AllianceBernstein
AB
$3.47B
| $506K | ﹤0.01% |
19,036
-1,076
| -5% | -$29.5K |
|
|
MCR
2416
DELISTED
MFS Charter Income Trust
MCR
| $506K | ﹤0.01% |
65,170
-49,578
| -43% | -$410K |
|
2417
Weibo
WB
$1.95B
| $506K | ﹤0.01% |
43,330
+3,965
| +10% | +$52K |
|
|
BLOX
2418
DELISTED
Infoblox Inc
BLOX
| $505K | ﹤0.01% |
+31,584
| New | +$689K |
|
2419
Vishay Precision Group
VPG
$914M
| $503K | ﹤0.01% |
43,536
+5,188
| +14% | +$65.9K |
|
|
EDI
2420
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
| $502K | ﹤0.01% |
44,327
+10,778
| +32% | +$136K |
|
2421
Braskem
BAK
$913M
| $499K | ﹤0.01% |
59,244
+9,544
| +19% | +$73.7K |
|
2422
Ovintiv
OVV
$16.4B
| $498K | ﹤0.01% |
15,443
-5,613
| -27% | -$215K |
|
2423
Empire State Realty Trust
ESRT
$836M
| $495K | ﹤0.01% |
29,021
-200
| -0.7% | -$3.44K |
|
|
MMT
2424
Aberdeen Multi-Market Income Fund
MMT
$243M
| $495K | ﹤0.01% |
88,771
-43,188
| -33% | -$258K |
|
|
SQBK
2425
DELISTED
SQUARE 1 FINANCIAL INC COM
SQBK
| $495K | ﹤0.01% |
19,277
-384
| -2% | -$10.1K |
|
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Guggenheim Capital's Q3 2015 Portfolio in Review
As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.
Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.
Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.
- Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
- Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
- Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
- Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
- Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
- Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
- Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.
Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.