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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-12.27%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$11.8B
AUM Growth
-$3.54B
Cap. Flow
-$1.51B
Cap. Flow %
-12.8%
Top 10 Hldgs %
16.04%
Holding
2,504
New
115
Increased
632
Reduced
1,400
Closed
347

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$32.8M
2
LKQ icon
LKQ Corp
LKQ
+$11.5M
3
CI icon
Cigna
CI
+$9.49M
4
AA icon
Alcoa
AA
+$8.61M
5
UNP icon
Union Pacific
UNP
+$8.52M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$54.2M
2
AMZN icon
Amazon
AMZN
+$48M
3
MSFT icon
Microsoft
MSFT
+$47.2M
4
PX
Praxair Inc
PX
+$35.7M
5
ESRX
Express Scripts Holding Company
ESRX
+$29.8M

Sector Composition

Rank Sector Weight
1 Technology 12.1%
2 Healthcare 10.84%
3 Financials 9.42%
4 Consumer Discretionary 7.51%
5 Consumer Staples 7.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXRH icon
2376
Texas Roadhouse
TXRH
$13.8B
– –
-4,024
Closed -$279K
TY icon
2377
TRI-Continental Corp
TY
$1.87B
– –
-17,400
Closed -$485K
TYL icon
2378
Tyler Technologies
TYL
$12.5B
– –
-8,143
Closed -$2M
UFPI icon
2379
UFP Industries
UFPI
$5.18B
– –
-18,208
Closed -$643K
VECO icon
2380
Veeco
VECO
$3.11B
– –
-29,127
Closed -$298K
VIPS icon
2381
Vipshop
VIPS
$7.47B
– –
-231,259
Closed -$1.44M
VLY icon
2382
Valley National Bancorp
VLY
$8.02B
– –
-103,549
Closed -$1.17M
VPG icon
2383
Vishay Precision Group
VPG
$1.34B
– –
-7,251
Closed -$272K
VRA icon
2384
Vera Bradley
VRA
$99.2M
– –
-21,672
Closed -$331K
WD icon
2385
Walker & Dunlop
WD
$1.79B
– –
-17,181
Closed -$909K
WGO icon
2386
Winnebago Industries
WGO
$885M
– –
-18,948
Closed -$628K
WRB icon
2387
W.R. Berkley
WRB
$26.8B
– –
-10,105
Closed -$239K
WWW icon
2388
Wolverine World Wide
WWW
$1.62B
– –
-6,837
Closed -$267K
YORW icon
2389
York Water
YORW
$499M
– –
-11,417
Closed -$347K
ZEUS
2390
DELISTED
Olympic Steel
ZEUS
– –
-23,076
Closed -$482K
ZUMZ icon
2391
Zumiez
ZUMZ
$345M
– –
-10,017
Closed -$264K
CMBT
2392
CMB.TECH NV
CMBT
$4.72B
– –
-14,386
Closed -$125K
NPKI
2393
NPK International
NPKI
$1.12B
– –
-12,925
Closed -$134K
JBTM
2394
JBT Marel
JBTM
$7.41B
– –
-4,346
Closed -$518K
ATSG
2395
DELISTED
Air Transport Services Group
ATSG
– –
-11,181
Closed -$240K
CUTR
2396
DELISTED
Cutera, Inc.
CUTR
– –
-20,484
Closed -$667K
INFN
2397
DELISTED
Infinera Corporation Common Stock
INFN
– –
-17,834
Closed -$130K
ASXC
2398
DELISTED
Asensus Surgical, Inc.
ASXC
– –
-29,735
Closed -$2.24M
SPWR
2399
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-35,625
Closed -$170K
TWOU
2400
DELISTED
2U Inc
TWOU
– –
-393
Closed -$887K
94 95
96
97 98

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Guggenheim Capital held 2,504 positions worth $11.8B, down 23% from $15.3B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.51B in Q4 2018, closing 347 positions and reducing 1,400 holdings. Its most notable exit was Praxair Inc, an estimated $35.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 14% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Linde worth $32.4M.

  • Guggenheim Capital's largest Q4 2018 buy was Linde: 207,477 shares worth $32.4M.
  • Guggenheim Capital added most to LKQ Corp in Q4 2018, an estimated $11.5M increase.
  • Guggenheim Capital's biggest Q4 2018 reduction was Apple, cutting an estimated $54.2M.
  • Guggenheim Capital fully exited Praxair Inc in Q4 2018, selling an estimated $35.7M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $11.8B portfolio in Q4 2018.
  • Guggenheim Capital opened 115 new positions and closed 347 in Q4 2018.
  • Guggenheim Capital's portfolio value fell 23% quarter-over-quarter to $11.8B.

Based on Guggenheim Capital's 13F filing for Q4 2018, filed 14 Feb 2019.