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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBH icon
2376
Sally Beauty Holdings
SBH
$1.57B
$476K ﹤0.01%
25,275
+5,371
+27% +$93.1K
ITRN icon
2377
Ituran Location and Control
ITRN
$1.09B
$475K ﹤0.01%
13,886
+160
+1% +$5.72K
MNP
2378
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$475K ﹤0.01%
31,191
-1,443
-4% -$22K
BANC icon
2379
Banc of California
BANC
$3.05B
$474K ﹤0.01%
22,963
-85,665
-79% -$1.79M
IPHI
2380
DELISTED
INPHI CORPORATION
IPHI
$473K ﹤0.01%
12,898
-1,445
-10% -$56.7K
CWEN.A
2381
DELISTED
Clearway Energy Class A
CWEN.A
$471K ﹤0.01%
24,907
+23,839
+2,232% +$448K
BB icon
2382
BlackBerry
BB
$5.01B
$467K ﹤0.01%
41,830
-41,320
-50% -$451K
ABCB icon
2383
Ameris Bancorp
ABCB
$5.91B
$465K ﹤0.01%
9,648
-30,977
-76% -$1.5M
SUPV
2384
Grupo Supervielle
SUPV
$840M
$465K ﹤0.01%
+15,871
New +$421K
PDCE
2385
DELISTED
PDC Energy, Inc.
PDCE
$465K ﹤0.01%
9,031
-1,053
-10% -$49.9K
STOR
2386
DELISTED
STORE Capital Corporation
STOR
$464K ﹤0.01%
17,824
+3,469
+24% +$88.8K
KW
2387
DELISTED
Kennedy-Wilson Holdings
KW
$462K ﹤0.01%
26,643
+3,868
+17% +$72.9K
TDF
2388
Templeton Dragon Fund
TDF
$272M
$459K ﹤0.01%
+21,355
New +$456K
WCC
2389
WESCO International
WCC
$17.5B
$459K ﹤0.01%
6,738
-2,800
-29% -$175K
TTD icon
2390
Trade Desk
TTD
$8.72B
$458K ﹤0.01%
100,370
+4,820
+5% +$26.6K
TSI
2391
TCW Strategic Income Fund
TSI
$213M
$452K ﹤0.01%
77,002
-4,571
-6% -$25.8K
THRM icon
2392
Gentherm
THRM
$1.25B
$451K ﹤0.01%
14,240
+2,075
+17% +$71.8K
PODD icon
2393
Insulet
PODD
$11.7B
$450K ﹤0.01%
6,518
-2,678
-29% -$176K
SOR
2394
Source Capital
SOR
$385M
$448K ﹤0.01%
10,991
+1,926
+21% +$78K
LDP icon
2395
Cohen & Steers Duration Preferred & Income Fund
LDP
$602M
$444K ﹤0.01%
17,030
-14,064
-45% -$372K
TOUR
2396
Tuniu
TOUR
$54.1M
$443K ﹤0.01%
5,761
+440
+8% +$34.4K
WES icon
2397
Western Midstream Partners
WES
$19.1B
$443K ﹤0.01%
11,911
+1,237
+12% +$46.7K
TXMD icon
2398
TherapeuticsMD
TXMD
$23.7M
$441K ﹤0.01%
1,464
-63
-4% -$17.5K
VSA
2399
VisionSys AI
VSA
$8.8M
$441K ﹤0.01%
12
+1
+9% +$35.7K
TLI
2400
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$439K ﹤0.01%
41,743
+9,619
+30% +$102K
94 95
96
97 98

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.