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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVP
2376
DELISTED
Avon Products, Inc.
AVP
$519K ﹤0.01%
222,690
-363,343
-62% -$1.08M
SMTC icon
2377
Semtech
SMTC
$11.1B
$515K ﹤0.01%
13,728
-9,716
-41% -$362K
BAS
2378
DELISTED
Basis Energy Services, Inc.
BAS
$513K ﹤0.01%
26,669
+13,819
+108% +$274K
HQY icon
2379
HealthEquity
HQY
$8.71B
$512K ﹤0.01%
10,132
+1,384
+16% +$64.4K
FWRD icon
2380
Forward Air
FWRD
$457M
$509K ﹤0.01%
8,894
+2,235
+34% +$118K
KMT icon
2381
Kennametal
KMT
$2.65B
$509K ﹤0.01%
12,613
+2,446
+24% +$90.4K
MERC icon
2382
Mercer International
MERC
$44.4M
$507K ﹤0.01%
42,799
-505
-1% -$5.66K
PODD icon
2383
Insulet
PODD
$11.7B
$506K ﹤0.01%
9,196
+1,164
+14% +$63.6K
MLNX
2384
DELISTED
Mellanox Technologies, Ltd.
MLNX
$505K ﹤0.01%
10,706
-10,360
-49% -$470K
MNP
2385
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$505K ﹤0.01%
32,634
-850
-3% -$13.5K
BLMN icon
2386
Bloomin' Brands
BLMN
$773M
$504K ﹤0.01%
28,576
-7,391
-21% -$135K
LECO icon
2387
Lincoln Electric
LECO
$14.6B
$501K ﹤0.01%
5,464
+1,993
+57% +$178K
FGB
2388
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$498K ﹤0.01%
72,551
+37,383
+106% +$263K
BHC icon
2389
Bausch Health
BHC
$2.61B
$497K ﹤0.01%
34,655
+2,657
+8% +$40.2K
ITRN icon
2390
Ituran Location and Control
ITRN
$1.09B
$495K ﹤0.01%
+13,726
New +$447K
UMC icon
2391
United Microelectronic
UMC
$46.7B
$495K ﹤0.01%
197,833
+18,088
+10% +$44.3K
PDCE
2392
DELISTED
PDC Energy, Inc.
PDCE
$494K ﹤0.01%
10,084
+1,039
+11% +$44.7K
NHC icon
2393
National Healthcare
NHC
$3.49B
$490K ﹤0.01%
7,849
-1,978
-20% -$127K
GBL
2394
DELISTED
GAMCO Investors, Inc.
GBL
$489K ﹤0.01%
16,471
+6,140
+59% +$182K
HDS
2395
DELISTED
HD Supply Holdings, Inc.
HDS
$489K ﹤0.01%
13,529
-7,274
-35% -$234K
DYN
2396
DELISTED
Dynegy, Inc.
DYN
$489K ﹤0.01%
49,943
-28,349
-36% -$253K
P
2397
DELISTED
Pandora Media Inc
P
$486K ﹤0.01%
63,058
+7,320
+13% +$62.8K
VPG icon
2398
Vishay Precision Group
VPG
$1.23B
$480K ﹤0.01%
19,701
-1,391
-7% -$27.6K
BCO icon
2399
Brink's
BCO
$4.81B
$479K ﹤0.01%
5,682
+2,480
+77% +$189K
GMED icon
2400
Globus Medical
GMED
$11B
$479K ﹤0.01%
16,128
-942
-6% -$28.8K
94 95
96
97 98

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AIM
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Fundsmith LLP
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CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.