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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.38%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.13B
Cap. Flow %
-3.5%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,157
Reduced
1,531
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
TTE icon
TotalEnergies
TTE
+$80.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
4
EMC
EMC CORPORATION
EMC
+$36.4M
5
GAS
AGL Resources Inc
GAS
+$36.3M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTSI icon
2376
MACOM Technology Solutions
MTSI
$21.9B
$511K ﹤0.01%
12,064
-705
-6% -$27.6K
OSPN icon
2377
OneSpan
OSPN
$586M
$510K ﹤0.01%
28,947
-1,993
-6% -$35.1K
TMH
2378
DELISTED
Team Health Holdings Inc
TMH
$508K ﹤0.01%
15,591
+3,664
+31% +$135K
CP icon
2379
Canadian Pacific Kansas City
CP
$79.6B
$507K ﹤0.01%
16,610
-90
-0.5% -$2.64K
WAL icon
2380
Western Alliance Bancorporation
WAL
$9.08B
$507K ﹤0.01%
13,525
-2,973
-18% -$106K
LECO icon
2381
Lincoln Electric
LECO
$15.3B
$506K ﹤0.01%
8,083
+3,765
+87% +$234K
FIT
2382
DELISTED
Fitbit, Inc. Class A common stock
FIT
$504K ﹤0.01%
33,947
+4,973
+17% +$72.5K
HMSY
2383
DELISTED
HMS Holdings Corp.
HMSY
$503K ﹤0.01%
22,666
+1,443
+7% +$30.3K
NHC icon
2384
National Healthcare
NHC
$3.49B
$500K ﹤0.01%
+7,582
New +$492K
IPHI
2385
DELISTED
INPHI CORPORATION
IPHI
$500K ﹤0.01%
11,495
-944
-8% -$36.5K
RNST icon
2386
Renasant Corp
RNST
$4.05B
$498K ﹤0.01%
14,798
-34,932
-70% -$1.17M
TOUR
2387
Tuniu
TOUR
$56.7M
$495K ﹤0.01%
4,885
+116
+2% +$10.9K
DB icon
2388
Deutsche Bank
DB
$72B
$493K ﹤0.01%
42,170
+1,737
+4% +$21.3K
CHUBA
2389
DELISTED
CommerceHub, Inc. Series A Common Stock
CHUBA
$493K ﹤0.01%
+31,185
New +$442K
SWZ
2390
Swiss Helvetia Fund
SWZ
$77.2M
$489K ﹤0.01%
45,718
-64
-0.1% -$667
BID
2391
DELISTED
Sotheby's
BID
$489K ﹤0.01%
12,866
-5
-0% -$177
CADE
2392
DELISTED
Cadence Bank
CADE
$485K ﹤0.01%
20,919
-2,553
-11% -$60.7K
PSB
2393
DELISTED
PS Business Parks, Inc.
PSB
$485K ﹤0.01%
4,274
-1,994
-32% -$220K
CAKE icon
2394
Cheesecake Factory
CAKE
$5.2B
$481K ﹤0.01%
9,613
+286
+3% +$14.6K
NBH
2395
Neuberger Municipal Fund Inc
NBH
$301M
$480K ﹤0.01%
28,931
-662
-2% -$11.2K
IMS
2396
DELISTED
IMS HEALTH HLDGS INC COM STK (DE)
IMS
$480K ﹤0.01%
15,315
-56,395
-79% -$1.65M
VEDL
2397
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$475K ﹤0.01%
45,761
+29,915
+189% +$294K
CBRL icon
2398
Cracker Barrel
CBRL
$1.28B
$473K ﹤0.01%
3,581
+433
+14% +$66.5K
IPI icon
2399
Intrepid Potash
IPI
$440M
$472K ﹤0.01%
41,667
+1,529
+4% +$20K
MTG icon
2400
MGIC Investment
MTG
$6.19B
$471K ﹤0.01%
58,798
+1,178
+2% +$8.76K
94 95
96
97 98

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.13B in Q3 2016, closing 143 positions and reducing 1,531 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.