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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHE icon
2376
Chemed
CHE
$7.22B
$742K ﹤0.01%
7,203
-28
-0.4% -$2.84K
AVIV
2377
DELISTED
AVIV REIT INC COM STK (MD)
AVIV
$742K ﹤0.01%
28,162
-43,453
-61% -$1.22M
DDC
2378
DELISTED
Dominion Diamond Corporation
DDC
$742K ﹤0.01%
52,132
-4,490
-8% -$62.6K
MLI icon
2379
Mueller Industries
MLI
$15.2B
$741K ﹤0.01%
103,800
-3,184
-3% -$23.1K
BTU
2380
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$741K ﹤0.01%
3,991
-88,644
-96% -$20.1M
F icon
2381
CALL
Ford
F
$55.7B
$740K ﹤0.01%
+50,000
New +$854K
SSP icon
2382
E.W. Scripps
SSP
$304M
$740K ﹤0.01%
51,114
-5,448
-10% -$96.3K
CIR
2383
DELISTED
CIRCOR International, Inc
CIR
$739K ﹤0.01%
10,981
-1,196
-10% -$85.8K
KLIC icon
2384
Kulicke & Soffa
KLIC
$4.78B
$737K ﹤0.01%
51,759
-1,040
-2% -$14.9K
TVTY
2385
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$736K ﹤0.01%
45,920
-1,091
-2% -$18.5K
ECHO
2386
EchoStar
ECHO
$26.2B
$734K ﹤0.01%
18,570
+6,103
+49% +$250K
OA
2387
DELISTED
Orbital ATK, Inc.
OA
$733K ﹤0.01%
5,736
-3,184
-36% -$417K
BNNY
2388
DELISTED
ANNIES INC COMMON STOCK (DE)
BNNY
$732K ﹤0.01%
15,932
+6,127
+62% +$215K
EBIX
2389
DELISTED
Ebix Inc
EBIX
$727K ﹤0.01%
51,308
-14,471
-22% -$201K
IVW icon
2390
iShares S&P 500 Growth ETF
IVW
$77.6B
$726K ﹤0.01%
27,188
-31,088
-53% -$828K
SLAB icon
2391
Silicon Laboratories
SLAB
$7.23B
$723K ﹤0.01%
17,799
-1,550
-8% -$68.2K
DCP
2392
DELISTED
DCP Midstream, LP
DCP
$722K ﹤0.01%
13,251
-9,731
-42% -$534K
HVT icon
2393
Haverty Furniture Companies
HVT
$454M
$721K ﹤0.01%
33,077
-85,827
-72% -$2.02M
NP
2394
DELISTED
Neenah, Inc. Common Stock
NP
$721K ﹤0.01%
13,490
-329
-2% -$17.7K
SF
2395
Stifel
SF
$12.6B
$714K ﹤0.01%
34,274
+13,000
+61% +$271K
DORM icon
2396
Dorman Products
DORM
$4.18B
$712K ﹤0.01%
17,781
+156
+0.9% +$6.96K
FCH
2397
DELISTED
Felcor Lodging Trust
FCH
$706K ﹤0.01%
75,447
+24,712
+49% +$252K
ADX icon
2398
Adams Diversified Equity Fund
ADX
$3.2B
$705K ﹤0.01%
50,578
-10,127
-17% -$141K
SABA
2399
Saba Capital Income & Opportunities Fund II
SABA
$223M
$704K ﹤0.01%
44,286
-2,532
-5% -$40.7K
ARR
2400
Armour Residential REIT
ARR
$2.36B
$703K ﹤0.01%
4,563
-42,694
-90% -$7.18M
94 95
96
97 98

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.