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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCSI
2351
DELISTED
Oaktree Strategic Income Corporation
OCSI
$152K ﹤0.01%
17,615
-126
-0.7% -$1.08K
SXC icon
2352
SunCoke Energy
SXC
$744M
$151K ﹤0.01%
12,998
+2,831
+28% +$33.6K
JCP
2353
DELISTED
J.C. Penney Company, Inc.
JCP
$149K ﹤0.01%
89,803
+19,803
+28% +$42K
UPBD icon
2354
Upbound Group
UPBD
$1.21B
$147K ﹤0.01%
10,227
+201
+2% +$2.95K
TK icon
2355
Teekay
TK
$977M
$144K ﹤0.01%
21,256
+353
+2% +$2.44K
VIA
2356
DELISTED
Via Renewables, Inc. Class A Common Stock
VIA
$142K ﹤0.01%
3,452
-296
-8% -$13K
LOCO icon
2357
El Pollo Loco
LOCO
$507M
$141K ﹤0.01%
+11,228
New +$137K
DBRG icon
2358
DigitalBridge
DBRG
$2.93B
$139K ﹤0.01%
5,697
-13,836
-71% -$339K
NPKI
2359
NPK International
NPKI
$1.17B
$134K ﹤0.01%
12,925
+2,806
+28% +$28.7K
IDT icon
2360
IDT Corp
IDT
$1.65B
$133K ﹤0.01%
24,838
-116
-0.5% -$621
RFP
2361
DELISTED
Resolute Forest Products Inc.
RFP
$133K ﹤0.01%
10,318
-7
-0.1% -$88
HK
2362
DELISTED
Halcon Resources Corporation
HK
$133K ﹤0.01%
29,638
+326
+1% +$1.37K
INFN
2363
DELISTED
Infinera Corporation Common Stock
INFN
$130K ﹤0.01%
+17,834
New +$152K
BRS
2364
DELISTED
Bristow Group, Inc.
BRS
$127K ﹤0.01%
+10,439
New +$129K
FTK icon
2365
Flotek Industries
FTK
$1.01B
$125K ﹤0.01%
8,682
+1,938
+29% +$30K
VHI icon
2366
Valhi
VHI
$388M
$125K ﹤0.01%
4,570
+899
+24% +$45.2K
CMBT
2367
CMB.TECH NV
CMBT
$4.62B
$125K ﹤0.01%
14,386
-15,115
-51% -$128K
BBD icon
2368
Banco Bradesco
BBD
$38.5B
$110K ﹤0.01%
24,713
-3,190
-11% -$14.7K
DAKT icon
2369
Daktronics
DAKT
$1.05B
$108K ﹤0.01%
13,779
+3,059
+29% +$25.1K
PBR.A icon
2370
Petrobras Class A
PBR.A
$107B
$105K ﹤0.01%
10,069
-854
-8% -$8.29K
RFL icon
2371
Rafael Holdings
RFL
$102M
$104K ﹤0.01%
12,591
-61
-0.5% -$556
FRAN
2372
DELISTED
Francesca's Holdings Corporation
FRAN
$104K ﹤0.01%
2,327
+519
+29% +$41.1K
ATCO
2373
DELISTED
Atlas Corp.
ATCO
$101K ﹤0.01%
12,075
-6,152
-34% -$55.4K
AUD
2374
DELISTED
Audacy, Inc.
AUD
$100K ﹤0.01%
12,657
-2,002
-14% -$15.5K
CVGI icon
2375
Commercial Vehicle Group
CVGI
$143M
$97K ﹤0.01%
10,560
+137
+1% +$1.14K
93 94
95
96 97

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.