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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
(-0.85%)
Cap. Flow
-$2.32B
Cap. Flow
% of AUM
-5.5%
Top 10 Holdings %
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$859M |
| 2 |
Apple
AAPL
|
+$61.2M |
| 3 |
Norwegian Cruise Line
NCLH
|
+$56M |
| 4 |
Vertex Pharmaceuticals
VRTX
|
+$55.7M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$40.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$106M |
| 2 |
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
|
+$84.5M |
| 3 |
BCR
CR Bard Inc.
BCR
|
+$53.6M |
| 4 |
Applied Materials
AMAT
|
+$37.5M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$37.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.48% |
| 2 | Financials | 12.95% |
| 3 | Healthcare | 12.03% |
| 4 | Industrials | 10.73% |
| 5 | Consumer Discretionary | 10.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MIK
2351
DELISTED
Michaels Stores, Inc
MIK
| $518K | ﹤0.01% |
21,380
+2,167
| +11% | +$44.8K |
|
|
DNKN
2352
DELISTED
Dunkin' Brands Group, Inc.
DNKN
| $518K | ﹤0.01% |
8,034
-105,131
| -93% | -$6.13M |
|
|
ZGNX
2353
DELISTED
Zogenix, Inc.
ZGNX
| $514K | ﹤0.01% |
12,843
+5,342
| +71% | +$205K |
|
2354
InterContinental Hotels
IHG
$23.3B
| $513K | ﹤0.01% |
7,680
+2,210
| +40% | +$133K |
|
2355
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
| $509K | ﹤0.01% |
40,228
-41,277
| -51% | -$519K |
|
2356
Ovintiv
OVV
$17.1B
| $508K | ﹤0.01% |
7,634
-1,604
| -17% | -$94.6K |
|
|
NNA
2357
DELISTED
Navios Maritime Acquisition Corporation
NNA
| $503K | ﹤0.01% |
30,181
-372
| -1% | -$7K |
|
2358
Urban Outfitters
URBN
$6.52B
| $499K | ﹤0.01% |
14,233
-423,706
| -97% | -$11.9M |
|
|
ATSG
2359
DELISTED
Air Transport Services Group
ATSG
| $499K | ﹤0.01% |
21,546
+5,673
| +36% | +$136K |
|
2360
iShares Select Dividend ETF
DVY
$23.6B
| $498K | ﹤0.01% |
5,049
-2,623
| -34% | -$252K |
|
2361
TRI-Continental Corp
TY
$1.87B
| $497K | ﹤0.01% |
18,450
-15,507
| -46% | -$406K |
|
2362
1st Source
SRCE
$2.17B
| $496K | ﹤0.01% |
10,018
-9,929
| -50% | -$504K |
|
|
PAK
2363
DELISTED
Global X MSCI Pakistan ETF
PAK
| $495K | ﹤0.01% |
10,000
+3,345
| +50% | +$183K |
|
2364
Martin Midstream Partners
MMLP
$99.8M
| $493K | ﹤0.01% |
35,259
-12,124
| -26% | -$182K |
|
2365
Carlyle Secured Lending
CGBD
$712M
| $492K | ﹤0.01% |
+24,530
| New | +$453K |
|
|
ONC
2366
BeOne Medicines Ltd
ONC
$32.2B
| $491K | ﹤0.01% |
5,025
-13,675
| -73% | -$1.25M |
|
|
PSB
2367
DELISTED
PS Business Parks, Inc.
PSB
| $491K | ﹤0.01% |
3,920
-264
| -6% | -$34.9K |
|
2368
Groupon
GRPN
$1.07B
| $490K | ﹤0.01% |
4,803
+4,283
| +824% | +$451K |
|
|
PIM
2369
Franklin Master Intermediate Income Trust
PIM
$150M
| $489K | ﹤0.01% |
102,566
-50,018
| -33% | -$237K |
|
|
NOAH
2370
Noah Holdings
NOAH
$582M
| $488K | ﹤0.01% |
10,540
+1,790
| +20% | +$73.7K |
|
2371
Jack in the Box
JACK
$333M
| $487K | ﹤0.01% |
4,969
-72,298
| -94% | -$7.35M |
|
|
GOOD
2372
Gladstone Commercial Corp
GOOD
$605M
| $484K | ﹤0.01% |
22,967
-13,264
| -37% | -$294K |
|
2373
Wendy's
WEN
$1.45B
| $483K | ﹤0.01% |
29,385
-538,367
| -95% | -$8.18M |
|
2374
Warrior Met Coal
HCC
$4.22B
| $482K | ﹤0.01% |
+19,199
| New | +$482K |
|
2375
Pearson
PSO
$10.1B
| $476K | ﹤0.01% |
48,504
+9,957
| +26% | +$91.4K |
|
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Guggenheim Capital's Q4 2017 Portfolio in Review
As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.
- Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
- Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
- Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
- Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
- Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
- Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
- Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.
Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.