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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSB
2351
DELISTED
PS Business Parks, Inc.
PSB
$559K ﹤0.01%
4,184
-1,390
-25% -$184K
NNA
2352
DELISTED
Navios Maritime Acquisition Corporation
NNA
$558K ﹤0.01%
30,553
+138
+0.5% +$2.72K
ALGT icon
2353
Allegiant Air
ALGT
$2.76B
$557K ﹤0.01%
4,234
+1,546
+58% +$199K
DX
2354
Dynex Capital
DX
$3.15B
$556K ﹤0.01%
25,533
+1,991
+8% +$42.2K
ASRT
2355
DELISTED
Assertio
ASRT
$555K ﹤0.01%
1,598
-2,448
-61% -$1.15M
WCC
2356
WESCO International
WCC
$17.4B
$555K ﹤0.01%
9,538
+1,803
+23% +$96.9K
VSI
2357
DELISTED
Vitamin Shoppe Inc.
VSI
$554K ﹤0.01%
103,500
+21,164
+26% +$163K
INDA icon
2358
iShares MSCI India ETF
INDA
$6.6B
$553K ﹤0.01%
16,826
-4,229
-20% -$143K
PFLT icon
2359
PennantPark Floating Rate Capital
PFLT
$703M
$549K ﹤0.01%
37,893
+3,027
+9% +$43.1K
PRKS icon
2360
United Parks & Resorts
PRKS
$2.14B
$549K ﹤0.01%
42,334
-15,116
-26% -$207K
AAIC
2361
DELISTED
Arlington Asset Investment Corp.
AAIC
$545K ﹤0.01%
42,896
+18,338
+75% +$242K
OVV icon
2362
Ovintiv
OVV
$17B
$544K ﹤0.01%
9,238
-1,475
-14% -$72.1K
ENIA
2363
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$544K ﹤0.01%
53,194
-23,061
-30% -$235K
CRI icon
2364
Carter's
CRI
$1.49B
$542K ﹤0.01%
5,486
-2,537
-32% -$226K
MTCH icon
2365
Match Group
MTCH
$9.44B
$537K ﹤0.01%
23,157
+4,509
+24% +$90.9K
CLD
2366
DELISTED
Cloud Peak Energy Inc
CLD
$536K ﹤0.01%
146,742
+22,542
+18% +$75.5K
HTLD icon
2367
Heartland Express
HTLD
$952M
$535K ﹤0.01%
21,349
+6,246
+41% +$136K
SCCO icon
2368
Southern Copper
SCCO
$145B
$533K ﹤0.01%
14,484
+3,422
+31% +$124K
VIVO
2369
DELISTED
Meridian Bioscience Inc
VIVO
$533K ﹤0.01%
37,249
+14,496
+64% +$207K
JOBS
2370
DELISTED
51job Inc
JOBS
$531K ﹤0.01%
8,772
+294
+3% +$16K
AHRT
2371
AH Realty Trust
AHRT
$531M
$529K ﹤0.01%
38,391
-4,944
-11% -$65.9K
HLX icon
2372
Helix Energy Solutions
HLX
$1.37B
$525K ﹤0.01%
70,809
-29,038
-29% -$184K
KYNB
2373
Kyntra Bio
KYNB
$28.3M
$524K ﹤0.01%
+391
New +$412K
IOSP icon
2374
Innospec
IOSP
$2.11B
$524K ﹤0.01%
8,484
+785
+10% +$47K
HAPN
2375
Happen Inc
HAPN
$2.36B
$520K ﹤0.01%
17,090
+4,623
+37% +$133K
93 94
95
96 97

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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.