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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIA
2351
Western Asset Inflation-Linked Income Fund
WIA
$185M
$529K ﹤0.01%
45,913
-3,624
-7% -$41.3K
USCR
2352
DELISTED
U S Concrete, Inc.
USCR
$529K ﹤0.01%
8,212
-2,319
-22% -$150K
PSF icon
2353
Cohen & Steers Select Preferred & Income Fund
PSF
$234M
$527K ﹤0.01%
19,868
-638
-3% -$17K
WWW icon
2354
Wolverine World Wide
WWW
$1.62B
$527K ﹤0.01%
21,133
+8,000
+61% +$192K
MIDD icon
2355
Middleby
MIDD
$6.14B
$525K ﹤0.01%
3,842
-164
-4% -$22.3K
SUN icon
2356
Sunoco
SUN
$14.6B
$524K ﹤0.01%
21,674
-1,941
-8% -$51.4K
PDCE
2357
DELISTED
PDC Energy, Inc.
PDCE
$524K ﹤0.01%
8,419
-2,505
-23% -$176K
SPXX icon
2358
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$338M
$523K ﹤0.01%
35,260
-3,359
-9% -$49.9K
DLB icon
2359
Dolby
DLB
$5.59B
$522K ﹤0.01%
9,962
+3,754
+60% +$186K
CPL
2360
DELISTED
CPFL Energia S.A.
CPL
$522K ﹤0.01%
31,801
-21,132
-40% -$342K
FDC
2361
DELISTED
First Data Corporation
FDC
$522K ﹤0.01%
33,665
-172,718
-84% -$2.71M
TIMB icon
2362
TIM SA
TIMB
$9.04B
$517K ﹤0.01%
32,333
-18,753
-37% -$281K
GWB
2363
DELISTED
Great Western Bancorp, Inc.
GWB
$517K ﹤0.01%
12,210
-2,085
-15% -$89.8K
SYT
2364
DELISTED
Syngenta Ag
SYT
$517K ﹤0.01%
5,857
-650
-10% -$55.7K
LGF.A
2365
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$514K ﹤0.01%
19,399
+7,836
+68% +$214K
AL
2366
DELISTED
Air Lease Corp
AL
$513K ﹤0.01%
13,244
-2,441
-16% -$91.8K
IMPV
2367
DELISTED
Imperva, Inc.
IMPV
$508K ﹤0.01%
12,394
+3,133
+34% +$131K
CNK icon
2368
Cinemark Holdings
CNK
$4.39B
$507K ﹤0.01%
11,453
-4,595
-29% -$193K
MERC icon
2369
Mercer International
MERC
$44.8M
$506K ﹤0.01%
43,270
-1,831
-4% -$21.6K
RICE
2370
DELISTED
Rice Energy Inc.
RICE
$502K ﹤0.01%
21,141
-27,993
-57% -$581K
GRX
2371
Gabelli Healthcare & Wellness Trust
GRX
$143M
$500K ﹤0.01%
50,047
-6,808
-12% -$67.6K
PIM
2372
Franklin Master Intermediate Income Trust
PIM
$150M
$499K ﹤0.01%
106,411
+19,144
+22% +$89.4K
TXMD icon
2373
TherapeuticsMD
TXMD
$23.6M
$498K ﹤0.01%
1,383
+657
+90% +$203K
CVBF icon
2374
CVB Financial
CVBF
$4.03B
$497K ﹤0.01%
22,514
-3,933
-15% -$89.9K
CMCM
2375
Cheetah Mobile
CMCM
$89.4M
$496K ﹤0.01%
9,234
+1,422
+18% +$73.8K
93 94
95
96 97

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.