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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COHR icon
2351
Coherent
COHR
$65.4B
$759K ﹤0.01%
55,619
-216,614
-80% -$2.82M
NCLH icon
2352
Norwegian Cruise Line
NCLH
$8.89B
$758K ﹤0.01%
16,216
+7,089
+78% +$285K
AVX
2353
DELISTED
AVX Corporation
AVX
$757K ﹤0.01%
54,082
-20,103
-27% -$277K
VOLC
2354
DELISTED
VOLCANO CORPORATION COM STK
VOLC
$757K ﹤0.01%
42,350
+16,637
+65% +$200K
ACI
2355
DELISTED
ARCH COAL, INC.
ACI
$755K ﹤0.01%
42,393
+18,994
+81% +$383K
BAP icon
2356
Credicorp
BAP
$31.2B
$753K ﹤0.01%
4,700
-11,235
-71% -$1.78M
MVF
2357
DELISTED
BlackRock MuniVest Fund
MVF
$751K ﹤0.01%
75,761
-114,166
-60% -$1.12M
BB icon
2358
BlackBerry
BB
$5.15B
$747K ﹤0.01%
68,076
-1,598
-2% -$16.4K
TMHC
2359
DELISTED
Taylor Morrison
TMHC
$742K ﹤0.01%
39,306
+7,271
+23% +$130K
AOS icon
2360
A.O. Smith
AOS
$8.56B
$738K ﹤0.01%
26,188
-768,788
-97% -$20.1M
CLH icon
2361
Clean Harbors
CLH
$16.2B
$737K ﹤0.01%
15,349
+4,019
+35% +$196K
ESRT icon
2362
Empire State Realty Trust
ESRT
$843M
$736K ﹤0.01%
41,888
+5,117
+14% +$83.3K
NOK icon
2363
Nokia
NOK
$52.6B
$736K ﹤0.01%
93,588
+17,458
+23% +$141K
PFPT
2364
DELISTED
Proofpoint, Inc.
PFPT
$735K ﹤0.01%
+15,250
New +$653K
ANGO icon
2365
AngioDynamics
ANGO
$625M
$730K ﹤0.01%
+38,387
New +$650K
CRUS icon
2366
Cirrus Logic
CRUS
$6.23B
$729K ﹤0.01%
30,929
+1,863
+6% +$37.5K
BBAR icon
2367
BBVA Argentina
BBAR
$3.56B
$728K ﹤0.01%
52,808
-11,063
-17% -$142K
FCRD
2368
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$724K ﹤0.01%
61,596
-11,370
-16% -$144K
UPL
2369
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$723K ﹤0.01%
54,896
+18,823
+52% +$379K
CORP icon
2370
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$721K ﹤0.01%
7,002
+3,229
+86% +$333K
GGB icon
2371
Gerdau
GGB
$9.89B
$719K ﹤0.01%
255,189
-363,702
-59% -$1.21M
RNF
2372
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
$719K ﹤0.01%
68,340
-14,392
-17% -$157K
AV
2373
DELISTED
Aviva Plc
AV
$719K ﹤0.01%
48,257
-31,721
-40% -$506K
CNQ icon
2374
Canadian Natural Resources
CNQ
$94.8B
$718K ﹤0.01%
48,067
+968
+2% +$15.8K
CDP icon
2375
COPT Defense Properties
CDP
$4.22B
$715K ﹤0.01%
25,200
+1,796
+8% +$49.4K
93 94
95
96 97

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.