We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAIN icon
2326
Gladstone Investment Corp
GAIN
$671M
$203K ﹤0.01%
17,796
+3,634
+26% +$42.9K
MTSI icon
2327
MACOM Technology Solutions
MTSI
$20.9B
$203K ﹤0.01%
9,835
-204
-2% -$4.57K
HCR
2328
DELISTED
Hi-Crush Inc. Common Stock
HCR
$203K ﹤0.01%
+18,830
New +$236K
MSGS icon
2329
Madison Square Garden
MSGS
$9.51B
$202K ﹤0.01%
900
-240
-21% -$53.3K
ECHO
2330
EchoStar
ECHO
$26.6B
$202K ﹤0.01%
+5,385
New +$205K
CHK
2331
DELISTED
Chesapeake Energy Corporation
CHK
$202K ﹤0.01%
225
-19
-8% -$17.3K
HRTX icon
2332
Heron Therapeutics
HRTX
$96.8M
$201K ﹤0.01%
+6,336
New +$236K
AIMT
2333
DELISTED
Aimmune Therapeutics
AIMT
$200K ﹤0.01%
+7,334
New +$207K
UCTT
2334
Ultra Clean Holdings
UCTT
$3.79B
$194K ﹤0.01%
15,444
+622
+4% +$9.04K
RRD
2335
DELISTED
RR Donnelley & Sons Co.
RRD
$193K ﹤0.01%
35,568
+4,677
+15% +$25.2K
SMTA
2336
DELISTED
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
$187K ﹤0.01%
16,304
+587
+4% +$6.24K
CZR
2337
DELISTED
Caesars Entertainment Corporation
CZR
$184K ﹤0.01%
17,972
-3,601
-17% -$37.9K
HLX icon
2338
Helix Energy Solutions
HLX
$1.41B
$183K ﹤0.01%
18,545
+4,021
+28% +$36.7K
LKSD
2339
DELISTED
LSC Communications, Inc.
LKSD
$183K ﹤0.01%
16,537
-5,069
-23% -$65.3K
GLRE icon
2340
Greenlight Captial
GLRE
$543M
$178K ﹤0.01%
14,344
+133
+0.9% +$1.76K
ERIC icon
2341
Ericsson
ERIC
$33.7B
$177K ﹤0.01%
+20,157
New +$165K
CSR
2342
Centerspace
CSR
$917M
$175K ﹤0.01%
2,918
+17
+0.6% +$935
SLM icon
2343
SLM Corp
SLM
$5.24B
$175K ﹤0.01%
15,687
+1,901
+14% +$22K
CXE
2344
DELISTED
MFS High Income Municipal Trust
CXE
$171K ﹤0.01%
+34,567
New +$172K
SPWR
2345
DELISTED
SunPower Corporation Common Stock
SPWR
$170K ﹤0.01%
35,625
-2,492
-7% -$11.8K
NBW
2346
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$166K ﹤0.01%
13,301
-15,695
-54% -$197K
SAN icon
2347
Banco Santander
SAN
$207B
$165K ﹤0.01%
34,399
-94,353
-73% -$475K
GRX
2348
Gabelli Healthcare & Wellness Trust
GRX
$143M
$161K ﹤0.01%
14,641
+3,429
+31% +$36.5K
AQN icon
2349
Algonquin Power & Utilities
AQN
$4.46B
$154K ﹤0.01%
14,890
+2,299
+18% +$23.2K
FG
2350
DELISTED
FGL Holdings Ordinary Shares
FG
$153K ﹤0.01%
+17,114
New +$153K
92 93
94
95 96

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.