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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICL icon
2326
ICL Group
ICL
$6.61B
$552K ﹤0.01%
136,727
-3,879
-3% -$16.1K
TEO icon
2327
Telecom Argentina
TEO
$6.02B
$552K ﹤0.01%
+15,065
New +$518K
WIP icon
2328
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$470M
$551K ﹤0.01%
9,578
-792
-8% -$45K
JRI icon
2329
Nuveen Real Asset Income & Growth Fund
JRI
$354M
$547K ﹤0.01%
30,737
+9,947
+48% +$176K
PPT
2330
Franklin Premier Income Trust
PPT
$326M
$546K ﹤0.01%
102,500
+44,084
+75% +$232K
SCCO icon
2331
Southern Copper
SCCO
$143B
$546K ﹤0.01%
12,398
-2,086
-14% -$83.8K
CVBF icon
2332
CVB Financial
CVBF
$4.01B
$544K ﹤0.01%
23,034
+7,807
+51% +$185K
SNAP icon
2333
Snap
SNAP
$8.28B
$544K ﹤0.01%
37,240
-3,070
-8% -$44.8K
NJV
2334
DELISTED
Nuveen New Jersey Municipal Value Fund Common shares of beneficial interest
NJV
$540K ﹤0.01%
38,501
-466
-1% -$6.77K
RPT
2335
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$538K ﹤0.01%
36,594
-64
-0.2% -$886
CTT
2336
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$535K ﹤0.01%
40,633
+2,948
+8% +$38.2K
ARCH
2337
DELISTED
Arch Resources, Inc.
ARCH
$534K ﹤0.01%
5,731
+430
+8% +$34.3K
SLM icon
2338
SLM Corp
SLM
$5.07B
$532K ﹤0.01%
47,078
-988,645
-95% -$10.8M
FMBI
2339
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$532K ﹤0.01%
22,119
+3,334
+18% +$79.1K
ZG icon
2340
Zillow
ZG
$8.08B
$531K ﹤0.01%
13,054
-2,040
-14% -$83.8K
PFO
2341
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
$529K ﹤0.01%
44,760
-1,914
-4% -$23.1K
SFLY
2342
DELISTED
Shutterfly, Inc.
SFLY
$527K ﹤0.01%
10,593
-32,552
-75% -$1.47M
CHA
2343
DELISTED
China Telecom Corporation, LTD
CHA
$525K ﹤0.01%
11,057
-378
-3% -$18.8K
ASRT
2344
DELISTED
Assertio
ASRT
$524K ﹤0.01%
1,084
-514
-32% -$200K
EMBJ
2345
Embraer S.A. ADS
EMBJ
$12.6B
$524K ﹤0.01%
21,897
+2,021
+10% +$41.4K
HTHT icon
2346
Huazhu Hotels Group
HTHT
$13.1B
$524K ﹤0.01%
14,524
-41,152
-74% -$1.3M
CSOD
2347
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$524K ﹤0.01%
14,820
+273
+2% +$10.2K
TWLO icon
2348
Twilio
TWLO
$30.3B
$523K ﹤0.01%
22,111
+968
+5% +$27.2K
FET icon
2349
Forum Energy Technologies
FET
$764M
$521K ﹤0.01%
1,677
-736
-31% -$209K
IART icon
2350
Integra LifeSciences
IART
$1.4B
$518K ﹤0.01%
10,828
-1,601
-13% -$78.4K
92 93
94
95 96

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.