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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDL
2326
GDL Fund
GDL
$92.2M
$640K ﹤0.01%
65,019
+8,586
+15% +$84K
RACE icon
2327
Ferrari
RACE
$71.6B
$639K ﹤0.01%
10,999
+5,060
+85% +$276K
CHH icon
2328
Choice Hotels
CHH
$4.94B
$637K ﹤0.01%
11,359
-20,324
-64% -$1.02M
SUN icon
2329
Sunoco
SUN
$13.9B
$635K ﹤0.01%
23,615
+1,829
+8% +$47.6K
BAF
2330
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$631K ﹤0.01%
44,115
-3,350
-7% -$48.5K
PKX icon
2331
POSCO
PKX
$17B
$629K ﹤0.01%
11,974
-48,398
-80% -$2.6M
WIW
2332
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$511M
$627K ﹤0.01%
56,256
– –
IPHI
2333
DELISTED
INPHI CORPORATION
IPHI
$627K ﹤0.01%
14,061
+2,566
+22% +$110K
DFIN icon
2334
Donnelley Financial Solutions
DFIN
$1.19B
$624K ﹤0.01%
+27,191
New +$576K
VEU icon
2335
Vanguard FTSE All-World ex-US ETF
VEU
$67.8B
$624K ﹤0.01%
+14,123
New +$626K
GWB
2336
DELISTED
Great Western Bancorp, Inc.
GWB
$623K ﹤0.01%
14,295
+5,380
+60% +$201K
DCM
2337
DELISTED
NTT DOCOMO, Inc.
DCM
$622K ﹤0.01%
27,328
-150,595
-85% -$3.55M
CCMP
2338
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$619K ﹤0.01%
+9,798
New +$566K
CNK icon
2339
Cinemark Holdings
CNK
$4.4B
$616K ﹤0.01%
16,048
+4,256
+36% +$169K
WSO icon
2340
Watsco Inc
WSO
$13.2B
$613K ﹤0.01%
4,137
-3,816
-48% -$553K
AHRT
2341
AH Realty Trust
AHRT
$515M
$612K ﹤0.01%
42,017
-20,950
-33% -$291K
BDC icon
2342
Belden
BDC
$5.05B
$607K ﹤0.01%
8,124
-2,878
-26% -$205K
CVBF icon
2343
CVB Financial
CVBF
$4B
$606K ﹤0.01%
26,447
+9,993
+61% +$198K
MFD
2344
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$605K ﹤0.01%
52,967
-5,489
-9% -$63.4K
VPG icon
2345
Vishay Precision Group
VPG
$906M
$604K ﹤0.01%
31,938
-3,551
-10% -$61.8K
TIMB icon
2346
TIM SA
TIMB
$8.85B
$603K ﹤0.01%
51,086
-24,220
-32% -$303K
ALDW
2347
DELISTED
Alon USA Partners LP
ALDW
$602K ﹤0.01%
62,740
-47,499
-43% -$426K
DFT
2348
DELISTED
DuPont Fabros Technology Inc.
DFT
$597K ﹤0.01%
13,584
-83,047
-86% -$3.42M
VMI icon
2349
Valmont Industries
VMI
$9.5B
$595K ﹤0.01%
4,224
+2,090
+98% +$290K
VEDL
2350
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$595K ﹤0.01%
47,918
+2,157
+5% +$27.2K
92 93
94
95 96

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.