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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BERY
2326
DELISTED
Berry Global Group, Inc.
BERY
$552K ﹤0.01%
16,643
+108
+0.7% +$3.14K
MSD
2327
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$551K ﹤0.01%
62,727
– –
KB icon
2328
KB Financial Group
KB
$43.5B
$550K ﹤0.01%
19,941
-1,729
-8% -$44.2K
SUNS
2329
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$550K ﹤0.01%
37,736
+11,251
+42% +$157K
ADX icon
2330
Adams Diversified Equity Fund
ADX
$3.2B
$549K ﹤0.01%
43,367
– –
HRZN icon
2331
Horizon Technology Finance
HRZN
$311M
$546K ﹤0.01%
47,035
+16,986
+57% +$182K
SHO icon
2332
Sunstone Hotel Investors
SHO
$2.06B
$546K ﹤0.01%
38,997
-7,969
-17% -$98.2K
ZF
2333
DELISTED
Virtus Total Return Fund Inc.
ZF
$545K ﹤0.01%
42,255
-652
-2% -$7.94K
AEG icon
2334
Aegon
AEG
$14.1B
$541K ﹤0.01%
136,961
-136,587
-50% -$528K
EXD
2335
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$540K ﹤0.01%
43,954
-22,323
-34% -$277K
CVLT icon
2336
Commault Systems
CVLT
$5.61B
$539K ﹤0.01%
12,479
+3,552
+40% +$131K
LFC
2337
DELISTED
China Life Insurance Company Ltd.
LFC
$538K ﹤0.01%
43,729
-117,660
-73% -$1.42M
GHII
2338
DELISTED
Invesco S&P High Income Infrastructure ETF
GHII
– –
0
– –
ELP
2339
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$534K ﹤0.01%
168,360
-156,978
-48% -$385K
ZTR
2340
Virtus Total Return Fund
ZTR
$339M
$534K ﹤0.01%
44,553
– –
JPS
2341
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$533K ﹤0.01%
59,342
-6,235
-10% -$55.7K
MGA icon
2342
Magna International
MGA
$18.8B
$532K ﹤0.01%
12,380
-1,208
-9% -$45K
TG icon
2343
Tredegar Corp
TG
$310M
$532K ﹤0.01%
33,820
+4,480
+15% +$60.9K
SCCO icon
2344
Southern Copper
SCCO
$166B
$531K ﹤0.01%
20,677
-2,578
-11% -$61K
OUT icon
2345
Outfront Media
OUT
$5.49B
$528K ﹤0.01%
25,395
-5,814
-19% -$118K
TV icon
2346
Televisa
TV
$1.49B
$526K ﹤0.01%
19,146
-6,145
-24% -$161K
SID icon
2347
Companhia Siderúrgica Nacional
SID
$1.23B
$525K ﹤0.01%
266,920
-160,321
-38% -$211K
BID
2348
DELISTED
Sotheby's
BID
$524K ﹤0.01%
19,562
+7,058
+56% +$169K
ESRT icon
2349
Empire State Realty Trust
ESRT
$836M
$523K ﹤0.01%
29,833
-3,077
-9% -$50.8K
JMLP
2350
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$523K ﹤0.01%
77,159
-8,576
-10% -$48.5K
92 93
94
95 96

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.