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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
P
2326
DELISTED
Pandora Media Inc
P
$809K ﹤0.01%
45,335
-11,141
-20% -$220K
MCS icon
2327
Marcus Corp
MCS
$944M
$808K ﹤0.01%
43,668
-37,143
-46% -$617K
MSCI icon
2328
MSCI
MSCI
$41.2B
$807K ﹤0.01%
17,009
-174,055
-91% -$8.15M
TLM
2329
DELISTED
TALISMAN ENERGY INC
TLM
$806K ﹤0.01%
103,013
+15,922
+18% +$100K
RPRX
2330
DELISTED
Repros Therapeutics Inc.
RPRX
$802K ﹤0.01%
+80,353
New +$685K
MNR
2331
DELISTED
Monmouth Real Estate Investment Corp
MNR
$800K ﹤0.01%
72,214
-2,406
-3% -$26.4K
OMF icon
2332
OneMain Financial
OMF
$7.48B
$799K ﹤0.01%
+22,107
New +$803K
SDLP
2333
DELISTED
SEADRILL PARTNERS LLC
SDLP
$797K ﹤0.01%
+4,908
New +$1.1M
EFII
2334
DELISTED
Electronics for Imaging
EFII
$797K ﹤0.01%
18,620
-74,072
-80% -$3.24M
SF
2335
Stifel
SF
$12.6B
$795K ﹤0.01%
35,046
+772
+2% +$16.3K
SAND
2336
DELISTED
Sandstorm Gold
SAND
$792K ﹤0.01%
232,938
+50,481
+28% +$167K
NUAN
2337
DELISTED
Nuance Communications, Inc.
NUAN
$789K ﹤0.01%
63,903
-25,220
-28% -$324K
THRM icon
2338
Gentherm
THRM
$1.24B
$788K ﹤0.01%
21,513
+5,547
+35% +$217K
IBKR icon
2339
Interactive Brokers
IBKR
$38.8B
$787K ﹤0.01%
108,016
+20,760
+24% +$139K
BID
2340
DELISTED
Sotheby's
BID
$784K ﹤0.01%
18,156
-109,868
-86% -$4.34M
PFS icon
2341
Provident Financial Services
PFS
$3.23B
$780K ﹤0.01%
43,171
+6,944
+19% +$121K
AVNT icon
2342
Avient
AVNT
$3.91B
$779K ﹤0.01%
20,545
+4,127
+25% +$151K
BNK
2343
DELISTED
C1 FINL INC COM STK (FL)
BNK
$777K ﹤0.01%
42,448
-53,060
-56% -$949K
AMBA icon
2344
Ambarella
AMBA
$3.68B
$774K ﹤0.01%
15,260
+1,436
+10% +$67.1K
OREX
2345
DELISTED
Orexigen Therapeutics, Inc.
OREX
$773K ﹤0.01%
12,757
-31,970
-71% -$1.61M
PNFP icon
2346
Pinnacle Financial Partners Inc
PNFP
$16.1B
$772K ﹤0.01%
19,522
-14,663
-43% -$551K
BCPC
2347
Balchem Corp
BCPC
$5.75B
$771K ﹤0.01%
11,570
+4,244
+58% +$265K
AUQ
2348
DELISTED
AURICO GOLD INC COM
AUQ
$771K ﹤0.01%
235,098
-62,721
-21% -$220K
TRNX
2349
DELISTED
TORNIER N V SHARES (NLD)
TRNX
$762K ﹤0.01%
29,866
-42,740
-59% -$1.09M
GORO icon
2350
Goldgroup Mining Inc.
GORO
$160M
$760K ﹤0.01%
224,962
+77,653
+53% +$308K
92 93
94
95 96

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.