We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-12.27%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$11.8B
AUM Growth
-$3.54B
Cap. Flow
-$1.51B
Cap. Flow %
-12.8%
Top 10 Hldgs %
16.04%
Holding
2,504
New
115
Increased
632
Reduced
1,400
Closed
347

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$32.8M
2
LKQ icon
LKQ Corp
LKQ
+$11.5M
3
CI icon
Cigna
CI
+$9.49M
4
AA icon
Alcoa
AA
+$8.61M
5
UNP icon
Union Pacific
UNP
+$8.52M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$54.2M
2
AMZN icon
Amazon
AMZN
+$48M
3
MSFT icon
Microsoft
MSFT
+$47.2M
4
PX
Praxair Inc
PX
+$35.7M
5
ESRX
Express Scripts Holding Company
ESRX
+$29.8M

Sector Composition

Rank Sector Weight
1 Technology 12.1%
2 Healthcare 10.84%
3 Financials 9.42%
4 Consumer Discretionary 7.51%
5 Consumer Staples 7.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBTB icon
2301
NBT Bancorp
NBTB
$2.78B
– –
-14,887
Closed -$571K
NMIH icon
2302
NMI Holdings
NMIH
$3.34B
– –
-58,282
Closed -$1.32M
NPO icon
2303
Enpro
NPO
$7.07B
– –
-7,734
Closed -$564K
NSIT icon
2304
Insight Enterprises
NSIT
$4.12B
– –
-9,930
Closed -$537K
NTGR icon
2305
NETGEAR
NTGR
$652M
– –
-16,262
Closed -$1.02M
NVCR icon
2306
NovoCure
NVCR
$1.88B
– –
-4,454
Closed -$233K
NVT icon
2307
nVent Electric
NVT
$26.6B
– –
-7,891
Closed -$214K
NXST icon
2308
Nexstar Media Group
NXST
$5.86B
– –
-2,832
Closed -$231K
OFG icon
2309
OFG Bancorp
OFG
$2.25B
– –
-25,236
Closed -$408K
OFIX icon
2310
Orthofix Medical
OFIX
$426M
– –
-5,582
Closed -$323K
OIA icon
2311
Invesco Municipal Income Opportunities Trust
OIA
$288M
– –
-126,899
Closed -$975K
OSUR icon
2312
OraSure Technologies
OSUR
$284M
– –
-55,024
Closed -$850K
OTTR icon
2313
Otter Tail
OTTR
$3.83B
– –
-7,431
Closed -$356K
OVV icon
2314
Ovintiv
OVV
$16.3B
– –
-7,429
Closed -$487K
PAA icon
2315
Plains All American Pipeline
PAA
$16.4B
– –
-9,180
Closed -$230K
PAHC icon
2316
Phibro Animal Health
PAHC
$1.45B
– –
-8,865
Closed -$380K
PARR icon
2317
Par Pacific Holdings
PARR
$3.74B
– –
-17,537
Closed -$358K
PATK icon
2318
Patrick Industries
PATK
$2.92B
– –
-14,249
Closed -$562K
PBR.A icon
2319
Petrobras Class A
PBR.A
$106B
– –
-10,069
Closed -$105K
PBYI icon
2320
Puma Biotechnology
PBYI
$405M
– –
-52,980
Closed -$2.43M
PCRX icon
2321
Pacira BioSciences
PCRX
$964M
– –
-52,296
Closed -$2.57M
PETS icon
2322
PetMed Express
PETS
$42.3M
– –
-21,649
Closed -$715K
PFBC icon
2323
Preferred Bank
PFBC
$1.26B
– –
-9,420
Closed -$551K
PGZ
2324
Principal Real Estate Income Fund
PGZ
$68.7M
– –
-47,704
Closed -$822K
PII icon
2325
Polaris
PII
$4.22B
– –
-13,183
Closed -$1.33M
91 92
93
94 95

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Guggenheim Capital held 2,504 positions worth $11.8B, down 23% from $15.3B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.51B in Q4 2018, closing 347 positions and reducing 1,400 holdings. Its most notable exit was Praxair Inc, an estimated $35.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 14% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Linde worth $32.4M.

  • Guggenheim Capital's largest Q4 2018 buy was Linde: 207,477 shares worth $32.4M.
  • Guggenheim Capital added most to LKQ Corp in Q4 2018, an estimated $11.5M increase.
  • Guggenheim Capital's biggest Q4 2018 reduction was Apple, cutting an estimated $54.2M.
  • Guggenheim Capital fully exited Praxair Inc in Q4 2018, selling an estimated $35.7M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $11.8B portfolio in Q4 2018.
  • Guggenheim Capital opened 115 new positions and closed 347 in Q4 2018.
  • Guggenheim Capital's portfolio value fell 23% quarter-over-quarter to $11.8B.

Based on Guggenheim Capital's 13F filing for Q4 2018, filed 14 Feb 2019.