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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGP icon
2301
Resources Connection
RGP
$156M
$591K ﹤0.01%
38,262
-5,269
-12% -$81.4K
BATRK icon
2302
Atlanta Braves Holdings Series B
BATRK
$3.28B
$589K ﹤0.01%
26,477
+3,297
+14% +$77.2K
DORM icon
2303
Dorman Products
DORM
$3.86B
$587K ﹤0.01%
9,578
-19,549
-67% -$1.33M
GHII
2304
DELISTED
Invesco S&P High Income Infrastructure ETF
GHII
$587K ﹤0.01%
+21,275
New +$601K
FFIN icon
2305
First Financial Bankshares
FFIN
$5.08B
$586K ﹤0.01%
25,958
-19,668
-43% -$448K
GBL
2306
DELISTED
GAMCO Investors, Inc.
GBL
$585K ﹤0.01%
19,741
+3,270
+20% +$95.5K
ENIA
2307
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$585K ﹤0.01%
52,338
-856
-2% -$8.91K
CJ
2308
DELISTED
C&J Energy Services, Inc.
CJ
$584K ﹤0.01%
17,433
-12,086
-41% -$364K
VIPS icon
2309
Vipshop
VIPS
$7.43B
$582K ﹤0.01%
49,634
-93,593
-65% -$828K
INDA icon
2310
iShares MSCI India ETF
INDA
$6.6B
$580K ﹤0.01%
16,066
-760
-5% -$26.4K
BMA icon
2311
Banco Macro
BMA
$5.94B
$577K ﹤0.01%
4,981
-1,559
-24% -$183K
MTBL
2312
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$577K ﹤0.01%
185,300
+47,140
+34% +$140K
FENG
2313
Phoenix New Media
FENG
$17.5M
$576K ﹤0.01%
+14,792
New +$551K
DNP icon
2314
DNP Select Income Fund
DNP
$4.06B
$573K ﹤0.01%
53,013
-6,887
-11% -$77.6K
SILC icon
2315
Silicom
SILC
$233M
$573K ﹤0.01%
8,174
-4,844
-37% -$331K
FSP
2316
Franklin Street Properties
FSP
$48M
$572K ﹤0.01%
53,345
-21,520
-29% -$226K
CBM
2317
DELISTED
Cambrex Corporation
CBM
$571K ﹤0.01%
11,887
+5,129
+76% +$254K
BL icon
2318
BlackLine
BL
$1.94B
$567K ﹤0.01%
+17,276
New +$605K
AAIC
2319
DELISTED
Arlington Asset Investment Corp.
AAIC
$565K ﹤0.01%
48,020
+5,124
+12% +$61.7K
SSB icon
2320
SouthState Bank Corp
SSB
$10.3B
$564K ﹤0.01%
6,464
+3,068
+90% +$275K
ANGO icon
2321
AngioDynamics
ANGO
$626M
$559K ﹤0.01%
+33,546
New +$572K
SFNC icon
2322
Simmons First National
SFNC
$3.44B
$558K ﹤0.01%
19,522
-1,482
-7% -$42.6K
TXRH icon
2323
Texas Roadhouse
TXRH
$13.9B
$556K ﹤0.01%
10,554
-160,185
-94% -$8.1M
AMKR icon
2324
Amkor Technology
AMKR
$12.5B
$555K ﹤0.01%
55,333
+13,820
+33% +$148K
MNDT
2325
DELISTED
Mandiant, Inc. Common Stock
MNDT
$553K ﹤0.01%
38,934
-5,459
-12% -$83.1K
91 92
93
94 95

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.