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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
(+8.8%)
Cap. Flow
+$1.71B
Cap. Flow
% of AUM
4.89%
Top 10 Holdings %
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SandRidge Energy
SD
|
+$44.3M |
| 2 |
Howmet Aerospace
HWM
|
+$42.3M |
| 3 |
Coty
COTY
|
+$39.2M |
| 4 |
Applied Materials
AMAT
|
+$34.4M |
| 5 |
Charter Communications
CHTR
|
+$32.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alcoa
AA
|
+$47.5M |
| 2 |
DO
Diamond Offshore Drilling
DO
|
+$35.1M |
| 3 |
RAI
Reynolds American Inc
RAI
|
+$29.4M |
| 4 |
O-I Glass
OI
|
+$28M |
| 5 |
Mondelez International
MDLZ
|
+$24.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 12.98% |
| 2 | Technology | 12.86% |
| 3 | Healthcare | 11.03% |
| 4 | Industrials | 11.01% |
| 5 | Consumer Discretionary | 10.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CHS
2301
DELISTED
Chicos FAS, Inc.
CHS
| $684K | ﹤0.01% |
47,514
+8,520
| +22% | +$117K |
|
2302
Amkor Technology
AMKR
$13.5B
| $683K | ﹤0.01% |
+64,738
| New | +$690K |
|
2303
Sally Beauty Holdings
SBH
$1.51B
| $683K | ﹤0.01% |
25,856
+10,670
| +70% | +$281K |
|
|
ANSS
2304
DELISTED
Ansys
ANSS
| $682K | ﹤0.01% |
7,378
+364
| +5% | +$33.5K |
|
|
HIE
2305
DELISTED
Miller/Howard High Income Equity Fund
HIE
| $679K | ﹤0.01% |
54,790
+38,331
| +233% | +$459K |
|
2306
Lattice Semiconductor
LSCC
$18.3B
| $678K | ﹤0.01% |
+92,118
| New | +$640K |
|
2307
Kite Realty
KRG
$5.35B
| $676K | ﹤0.01% |
28,808
-6,351
| -18% | -$157K |
|
|
ONC
2308
BeOne Medicines Ltd
ONC
$36.7B
| $670K | ﹤0.01% |
+22,049
| New | +$693K |
|
2309
Village Super Market
VLGEA
$640M
| $669K | ﹤0.01% |
21,634
-2,078
| -9% | -$67.5K |
|
|
MSD
2310
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
| $668K | ﹤0.01% |
73,353
+7,418
| +11% | +$68.5K |
|
2311
First Financial Bancorp
FFBC
$3.55B
| $667K | ﹤0.01% |
+23,437
| New | +$578K |
|
2312
Galicia Financial Group
GGAL
$7.51B
| $663K | ﹤0.01% |
24,616
-6,065
| -20% | -$174K |
|
|
SAFE
2313
Safehold
SAFE
$1.13B
| $662K | ﹤0.01% |
10,997
+7,434
| +209% | +$424K |
|
|
LVNTA
2314
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
| $661K | ﹤0.01% |
17,917
-15,814
| -47% | -$621K |
|
2315
Cleveland-Cliffs
CLF
$6.98B
| $658K | ﹤0.01% |
78,278
-29,055
| -27% | -$219K |
|
2316
Bank of Montreal
BMO
$127B
| $651K | ﹤0.01% |
9,053
-47,211
| -84% | -$3.15M |
|
2317
Boyd Gaming
BYD
$6.11B
| $651K | ﹤0.01% |
32,278
-43,648
| -57% | -$840K |
|
|
NRO
2318
Neuberger Real Estate Securities Income Fund Inc
NRO
$188M
| $651K | ﹤0.01% |
127,071
-21,003
| -14% | -$106K |
|
|
MFT
2319
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
| $651K | ﹤0.01% |
+46,716
| New | +$659K |
|
2320
BlackRock Core Bond Trust
BHK
$660M
| $649K | ﹤0.01% |
49,920
-30,651
| -38% | -$405K |
|
|
CXP
2321
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
| $649K | ﹤0.01% |
30,037
-22,253
| -43% | -$475K |
|
|
CVRR
2322
DELISTED
CVR Refining, LP
CVRR
| $648K | ﹤0.01% |
62,282
-61,555
| -50% | -$538K |
|
|
FNFV
2323
DELISTED
Fidelity Natl Financial, Inc.
FNFV
| $645K | ﹤0.01% |
47,121
-2,929
| -6% | -$37.3K |
|
2324
Innospec
IOSP
$2.25B
| $643K | ﹤0.01% |
9,399
-13,960
| -60% | -$898K |
|
2325
Carter's
CRI
$1.48B
| $642K | ﹤0.01% |
7,430
-43,918
| -86% | -$3.92M |
|
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Guggenheim Capital's Q4 2016 Portfolio in Review
As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.
Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.
By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.
- Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
- Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
- Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
- Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
- Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
- Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
- Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.
Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.