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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GTIV
2301
DELISTED
GENTIVA HEALTH SERVICES INC
GTIV
$847K ﹤0.01%
44,467
+27,266
+159% +$520K
ENTG icon
2302
Entegris
ENTG
$21.8B
$846K ﹤0.01%
64,069
+8,650
+16% +$111K
ASML icon
2303
ASML
ASML
$655B
$845K ﹤0.01%
7,835
-4,516
-37% -$458K
HQL
2304
abrdn Life Sciences Investors
HQL
$615M
$844K ﹤0.01%
33,942
+7,391
+28% +$177K
ICLR icon
2305
Icon
ICLR
$12.4B
$843K ﹤0.01%
16,542
-109,341
-87% -$5.9M
ASEI
2306
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
$843K ﹤0.01%
16,212
-6,209
-28% -$310K
SXCP
2307
DELISTED
SunCoke Energy Partners, L.P.
SXCP
$842K ﹤0.01%
31,035
-1,993
-6% -$52.6K
GPK icon
2308
Graphic Packaging
GPK
$3.51B
$840K ﹤0.01%
61,671
+13,959
+29% +$173K
CAS
2309
DELISTED
A M Castle & Co
CAS
$840K ﹤0.01%
105,268
-12,119
-10% -$88.4K
CEV
2310
Eaton Vance California Municipal Income Trust
CEV
$72M
$838K ﹤0.01%
64,118
+13,991
+28% +$178K
BKU icon
2311
Bankunited
BKU
$3.37B
$837K ﹤0.01%
28,893
+3,109
+12% +$91.8K
MRTN icon
2312
Marten Transport
MRTN
$1.21B
$837K ﹤0.01%
95,698
+1,418
+2% +$11.4K
IDTI
2313
DELISTED
Integrated Device Technology I
IDTI
$837K ﹤0.01%
42,716
-14,695
-26% -$253K
PLCE icon
2314
Children's Place
PLCE
$58.9M
$835K ﹤0.01%
14,648
-1,782
-11% -$92.1K
SHLD
2315
DELISTED
Sears Holding Corporation
SHLD
$831K ﹤0.01%
25,185
+16,380
+186% +$537K
CAB
2316
DELISTED
Cabela's Inc
CAB
$831K ﹤0.01%
15,765
-76,112
-83% -$4M
VTLE
2317
DELISTED
Vital Energy
VTLE
$829K ﹤0.01%
4,005
+2,201
+122% +$666K
MNP
2318
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$828K ﹤0.01%
55,810
-4,651
-8% -$68.9K
GPOR
2319
DELISTED
Gulfport Energy Corp.
GPOR
$825K ﹤0.01%
19,761
-101,948
-84% -$4.77M
HSII
2320
DELISTED
Heidrick & Struggles
HSII
$819K ﹤0.01%
35,564
-25,818
-42% -$541K
UTL icon
2321
Unitil
UTL
$981M
$819K ﹤0.01%
22,339
+8,152
+57% +$284K
FET icon
2322
Forum Energy Technologies
FET
$846M
$818K ﹤0.01%
1,974
+312
+19% +$154K
DSL
2323
DoubleLine Income Solutions Fund
DSL
$1.23B
$817K ﹤0.01%
41,015
+16,871
+70% +$352K
UMC icon
2324
United Microelectronic
UMC
$48.2B
$810K ﹤0.01%
356,516
+103,586
+41% +$221K
ACCO icon
2325
Acco Brands
ACCO
$407M
$809K ﹤0.01%
89,837
+10,094
+13% +$83.2K
91 92
93
94 95

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.