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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NG icon
2301
NovaGold Resources
NG
$3.33B
$871K ﹤0.01%
287,609
+15,450
+6% +$57.9K
AAON icon
2302
Aaon
AAON
$7.77B
$867K ﹤0.01%
76,478
-5,674
-7% -$73.9K
GIFI
2303
DELISTED
Gulf Island Fabrication
GIFI
$866K ﹤0.01%
50,344
-1,098
-2% -$21.7K
AVG
2304
DELISTED
AVG Technologies N.V.
AVG
$866K ﹤0.01%
52,228
+14,485
+38% +$263K
OPLK
2305
DELISTED
OPLINK COMMUNICATIONS INC
OPLK
$864K ﹤0.01%
51,396
-1,126
-2% -$20.6K
MT icon
2306
ArcelorMittal
MT
$55.3B
$863K ﹤0.01%
27,580
-841
-3% -$28K
PB icon
2307
Prosperity Bancshares
PB
$8.86B
$860K ﹤0.01%
15,043
+3,419
+29% +$205K
GRPN icon
2308
Groupon
GRPN
$951M
$858K ﹤0.01%
6,422
-626
-9% -$81.5K
PGN
2309
DELISTED
PARAGON OFFSHORE PLC (GBR)
PGN
$857K ﹤0.01%
+139,352
New +$1.16M
BTG icon
2310
B2Gold
BTG
$6.7B
$855K ﹤0.01%
421,332
+97,344
+30% +$245K
ERIE icon
2311
Erie Indemnity
ERIE
$13.2B
$853K ﹤0.01%
11,254
-502
-4% -$37.8K
LVLT
2312
DELISTED
Level 3 Communications Inc
LVLT
$852K ﹤0.01%
18,624
-3,425
-16% -$152K
ROCK icon
2313
Gibraltar Industries
ROCK
$1.49B
$849K ﹤0.01%
61,987
-1,374
-2% -$21.1K
FENG
2314
Phoenix New Media
FENG
$18M
$848K ﹤0.01%
15,123
-395
-3% -$24K
LBAI
2315
DELISTED
Lakeland Bancorp Inc
LBAI
$846K ﹤0.01%
86,641
-86,347
-50% -$887K
JOBS
2316
DELISTED
51job Inc
JOBS
$844K ﹤0.01%
28,189
+347
+1% +$12K
BPFH
2317
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$843K ﹤0.01%
68,006
-6,067
-8% -$76.5K
ALB icon
2318
Albemarle
ALB
$15.5B
$841K ﹤0.01%
14,279
-1,179
-8% -$76.6K
UPL
2319
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$840K ﹤0.01%
36,073
-5,195
-13% -$130K
SA
2320
Seabridge Gold
SA
$3.35B
$839K ﹤0.01%
104,400
+11,530
+12% +$108K
TMX
2321
DELISTED
Terminix Global Holdings, Inc.
TMX
$839K ﹤0.01%
+51,770
New +$744K
SSE
2322
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
$837K ﹤0.01%
+35,273
New +$841K
HR
2323
DELISTED
Healthcare Realty Trust Incorporated
HR
$836K ﹤0.01%
35,332
-81,584
-70% -$2.02M
MR
2324
DELISTED
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
$833K ﹤0.01%
27,646
-474
-2% -$14.7K
GBCI icon
2325
Glacier Bancorp
GBCI
$6.35B
$829K ﹤0.01%
32,047
-73,533
-70% -$1.99M
91 92
93
94 95

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.