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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOLY
2276
DELISTED
Soliton, Inc.
SOLY
– –
-64,316
Closed -$1.31M
KSU
2277
DELISTED
Kansas City Southern
KSU
– –
-20,344
Closed -$5.51M
HRC
2278
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
– –
-19,113
Closed -$2.87M
PCI
2279
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-112,436
Closed -$2.38M
PPD
2280
DELISTED
PPD, Inc. Common Stock
PPD
– –
-39,090
Closed -$1.83M
CXP
2281
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-41,865
Closed -$796K
TPGS
2282
DELISTED
TPG Pace Solutions Corp.
TPGS
– –
-2,353,717
Closed -$23.7M
NXQ
2283
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
– –
-122,460
Closed -$1.91M
NXR
2284
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
– –
-84,695
Closed -$1.46M
ENBL
2285
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
– –
-57,058
Closed -$463K
CVA
2286
DELISTED
Covanta Holding Corporation
CVA
– –
-34,854
Closed -$701K
RAVN
2287
DELISTED
Raven Industries Inc
RAVN
– –
-18,055
Closed -$1.04M
INOV
2288
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
– –
-80,095
Closed -$3.23M
ECHO
2289
DELISTED
Echo Global Logistics, Inc.
ECHO
– –
-14,404
Closed -$687K
XLRN
2290
DELISTED
Acceleron Pharma
XLRN
– –
-20,052
Closed -$3.45M
CAI
2291
DELISTED
CAI International, Inc.
CAI
– –
-23,986
Closed -$1.34M
JTD
2292
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
– –
-180,851
Closed -$2.86M
TRIL
2293
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-72,367
Closed -$1.27M
XONE
2294
DELISTED
The ExOne Company
XONE
– –
-28,781
Closed -$673K
KDMN
2295
DELISTED
Kadmon Holdings, Inc.
KDMN
– –
-75,210
Closed -$655K
MDLA
2296
DELISTED
Medallia, Inc.
MDLA
– –
-64,253
Closed -$2.18M
VTA
2297
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-238,648
Closed -$2.79M
RPAI
2298
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
– –
-42,735
Closed -$551K
CSOD
2299
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-24,068
Closed -$1.38M
CLDR
2300
DELISTED
Cloudera, Inc.
CLDR
– –
-88,757
Closed -$1.42M
89 90 91
92
93

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AAMU
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WANY
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.