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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRI icon
2276
Thomson Reuters
TRI
$42.8B
$634K ﹤0.01%
12,541
-117
-0.9% -$6.12K
TCO
2277
DELISTED
Taubman Centers Inc.
TCO
$630K ﹤0.01%
9,614
-3,584
-27% -$197K
HTLD icon
2278
Heartland Express
HTLD
$948M
$629K ﹤0.01%
26,942
+5,593
+26% +$126K
NUVA
2279
DELISTED
NuVasive, Inc.
NUVA
$629K ﹤0.01%
10,741
-177,086
-94% -$10M
POWI icon
2280
Power Integrations
POWI
$3.38B
$626K ﹤0.01%
17,056
+4,606
+37% +$176K
SEVN
2281
Seven Hills Realty Trust
SEVN
$171M
$622K ﹤0.01%
32,570
-2,098
-6% -$40.8K
ENLC
2282
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$622K ﹤0.01%
35,355
-7,729
-18% -$127K
JOBS
2283
DELISTED
51job Inc
JOBS
$618K ﹤0.01%
10,164
+1,392
+16% +$85.1K
SXCP
2284
DELISTED
SunCoke Energy Partners, L.P.
SXCP
$618K ﹤0.01%
35,425
-272,163
-88% -$4.74M
PAI
2285
Western Asset Investment Grade Income Fund
PAI
$113M
$615K ﹤0.01%
39,046
-3,726
-9% -$58.8K
BTT icon
2286
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$614K ﹤0.01%
27,469
-1,769
-6% -$39.8K
IOSP icon
2287
Innospec
IOSP
$2.12B
$613K ﹤0.01%
8,688
+204
+2% +$13.6K
LTRPA
2288
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$611K ﹤0.01%
64,792
-6,380
-9% -$65.6K
FOE
2289
DELISTED
Ferro Corporation
FOE
$611K ﹤0.01%
+25,918
New +$614K
GAM
2290
General American Investors Company
GAM
$1.56B
$608K ﹤0.01%
17,667
-5,020
-22% -$175K
CRC
2291
DELISTED
California Resources Corporation
CRC
$608K ﹤0.01%
31,251
-9,222
-23% -$129K
SAIC icon
2292
Saic
SAIC
$4.95B
$606K ﹤0.01%
7,890
-105,421
-93% -$7.63M
HIO
2293
Western Asset High Income Opportunity Fund
HIO
$336M
$605K ﹤0.01%
119,295
-8,939
-7% -$45.2K
COWN
2294
DELISTED
Cowen Inc. Class A Common Stock
COWN
$605K ﹤0.01%
+44,394
New +$667K
CVLT icon
2295
Commault Systems
CVLT
$4.88B
$604K ﹤0.01%
11,552
-66,299
-85% -$3.67M
ARQ icon
2296
Arq
ARQ
$84.6M
$604K ﹤0.01%
62,646
+29,739
+90% +$317K
MERC icon
2297
Mercer International
MERC
$42.3M
$602K ﹤0.01%
42,086
-713
-2% -$9.79K
RFP
2298
DELISTED
Resolute Forest Products Inc.
RFP
$596K ﹤0.01%
53,949
-916
-2% -$7.42K
BLMN icon
2299
Bloomin' Brands
BLMN
$741M
$595K ﹤0.01%
27,901
-675
-2% -$12.9K
AMTD
2300
DELISTED
TD Ameritrade Holding Corp
AMTD
$592K ﹤0.01%
11,574
-20,042
-63% -$1M
90 91
92
93 94

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.