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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBN icon
2276
BlackRock Taxable Municipal Bond Trust
BBN
$978M
$692K ﹤0.01%
29,611
-1,327
-4% -$31.1K
GPP
2277
DELISTED
Green Plains Partners LP
GPP
$692K ﹤0.01%
34,423
-20,653
-37% -$395K
CPE
2278
DELISTED
Callon Petroleum Company
CPE
$690K ﹤0.01%
6,140
+3,346
+120% +$356K
DNP icon
2279
DNP Select Income Fund
DNP
$4.06B
$688K ﹤0.01%
59,900
-4,260
-7% -$48.1K
FTD
2280
DELISTED
FTD Companies, Inc. Common Stock
FTD
$688K ﹤0.01%
52,833
+9,590
+22% +$152K
MANH icon
2281
Manhattan Associates
MANH
$11.1B
$682K ﹤0.01%
16,380
+689
+4% +$30.2K
CPK icon
2282
Chesapeake Utilities
CPK
$3.22B
$677K ﹤0.01%
8,650
-978
-10% -$76.6K
WIT icon
2283
Wipro
WIT
$20.5B
$677K ﹤0.01%
317,808
-156,635
-33% -$343K
TRI icon
2284
Thomson Reuters
TRI
$44.5B
$674K ﹤0.01%
12,658
-204
-2% -$10.9K
HBMD
2285
DELISTED
Howard Bancorp, Inc. Common Stock
HBMD
$674K ﹤0.01%
32,235
+8,491
+36% +$166K
LGF.A
2286
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$672K ﹤0.01%
20,065
+1,325
+7% +$39K
NXR
2287
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$672K ﹤0.01%
44,300
-171
-0.4% -$2.54K
PTC icon
2288
PTC
PTC
$16.4B
$670K ﹤0.01%
11,887
-312
-3% -$17.3K
SEVN
2289
Seven Hills Realty Trust
SEVN
$174M
$670K ﹤0.01%
34,668
-28,542
-45% -$583K
BNS icon
2290
Scotiabank
BNS
$107B
$669K ﹤0.01%
10,404
-2,035
-16% -$127K
SNDR icon
2291
Schneider National
SNDR
$6.25B
$669K ﹤0.01%
+26,467
New +$588K
BRX icon
2292
Brixmor Property Group
BRX
$9.66B
$668K ﹤0.01%
35,513
-41,815
-54% -$794K
RT
2293
DELISTED
Ruby Tuesday Georgia
RT
$668K ﹤0.01%
312,904
+51,499
+20% +$106K
PSXP
2294
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$665K ﹤0.01%
+12,661
New +$618K
APOG icon
2295
Apogee Enterprises
APOG
$849M
$663K ﹤0.01%
+13,717
New +$674K
BTT icon
2296
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$663K ﹤0.01%
29,238
-1,310
-4% -$30.1K
PTY icon
2297
PIMCO Corporate & Income Opportunity Fund
PTY
$2.5B
$659K ﹤0.01%
39,262
-5,441
-12% -$90.8K
HIO
2298
Western Asset High Income Opportunity Fund
HIO
$335M
$658K ﹤0.01%
128,234
-20,475
-14% -$105K
TCO
2299
DELISTED
Taubman Centers Inc.
TCO
$656K ﹤0.01%
13,198
-11,296
-46% -$620K
WDAY icon
2300
Workday
WDAY
$40.5B
$651K ﹤0.01%
6,180
-170
-3% -$17.5K
90 91
92
93 94

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.