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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+6.38%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.1B
AUM Growth
+$306M
(+0.96%)
Cap. Flow
-$1.13B
Cap. Flow
% of AUM
-3.5%
Top 10 Holdings %
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,157
Reduced
1,531
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fortive
FTV
|
+$39.8M |
| 2 |
Cooper Companies
COO
|
+$29.5M |
| 3 |
Mettler-Toledo International
MTD
|
+$29.1M |
| 4 |
Albemarle
ALB
|
+$25M |
| 5 |
Alliant Energy
LNT
|
+$23.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DRII
DIAMOND RESORTS INTL, INC
DRII
|
+$283M |
| 2 |
TotalEnergies
TTE
|
+$80.2M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$57.3M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$36.4M |
| 5 |
GAS
AGL Resources Inc
GAS
|
+$36.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Healthcare | 11.67% |
| 3 | Financials | 11.21% |
| 4 | Industrials | 10.39% |
| 5 | Consumer Discretionary | 10.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2276
Element Solutions
ESI
$9.39B
| $652K | ﹤0.01% |
80,430
+9,728
| +14% | +$86.8K |
|
|
DUC
2277
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
| $651K | ﹤0.01% |
66,616
+6,397
| +11% | +$62.2K |
|
|
ANSS
2278
DELISTED
Ansys
ANSS
| $650K | ﹤0.01% |
7,014
+1,501
| +27% | +$140K |
|
|
AEPI
2279
DELISTED
AEP Industries Inc
AEPI
| $647K | ﹤0.01% |
5,920
+473
| +9% | +$44.4K |
|
|
HAPN
2280
Happen Inc
HAPN
$2.3B
| $646K | ﹤0.01% |
20,907
+3,765
| +22% | +$97.7K |
|
2281
Universal Technical Institute
UTI
$1.54B
| $645K | ﹤0.01% |
362,232
+1,455
| +0.4% | +$3.39K |
|
2282
Tredegar Corp
TG
$271M
| $641K | ﹤0.01% |
34,493
-356
| -1% | -$6.42K |
|
|
LAYN
2283
DELISTED
Layne Christensen Co
LAYN
| $640K | ﹤0.01% |
75,270
-3,275
| -4% | -$28K |
|
|
VTAE
2284
DELISTED
VITAE PHARMACEUTICALS INC COMMON STOCK
VTAE
| $638K | ﹤0.01% |
+30,529
| New | +$352K |
|
|
MSD
2285
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
| $636K | ﹤0.01% |
65,935
| – | – |
|
2286
Sunoco
SUN
$13.8B
| $632K | ﹤0.01% |
21,786
+13,022
| +149% | +$391K |
|
|
CRZO
2287
DELISTED
Carrizo Oil & Gas Inc
CRZO
| $632K | ﹤0.01% |
15,552
-1,737
| -10% | -$62.3K |
|
|
WIW
2288
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$508M
| $630K | ﹤0.01% |
56,256
| – | – |
|
2289
Cleveland-Cliffs
CLF
$7.1B
| $628K | ﹤0.01% |
107,333
-80,889
| -43% | -$528K |
|
2290
Bankunited
BKU
$3.41B
| $627K | ﹤0.01% |
20,763
+5,268
| +34% | +$161K |
|
2291
Ubiquiti
UI
$34.2B
| $625K | ﹤0.01% |
11,677
-8,144
| -41% | -$391K |
|
|
FNFV
2292
DELISTED
Fidelity Natl Financial, Inc.
FNFV
| $625K | ﹤0.01% |
50,050
-6,816
| -12% | -$83.9K |
|
2293
Ennis
EBF
$568M
| $624K | ﹤0.01% |
37,033
-10,293
| -22% | -$177K |
|
|
VNET
2294
VNET Group
VNET
$2B
| $623K | ﹤0.01% |
78,220
-3,073
| -4% | -$28.4K |
|
2295
Vera Bradley
VRA
$97.8M
| $623K | ﹤0.01% |
41,112
-486
| -1% | -$7.29K |
|
2296
York Water
YORW
$513M
| $620K | ﹤0.01% |
20,923
-811
| -4% | -$24.2K |
|
|
CTLT
2297
DELISTED
CATALENT, INC.
CTLT
| $620K | ﹤0.01% |
23,990
+1,354
| +6% | +$33.7K |
|
|
MLNX
2298
DELISTED
Mellanox Technologies, Ltd.
MLNX
| $620K | ﹤0.01% |
14,329
+1,575
| +12% | +$69.7K |
|
2299
Lumentum
LITE
$66.7B
| $619K | ﹤0.01% |
14,819
-6,068
| -29% | -$200K |
|
|
EVV
2300
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
| $618K | ﹤0.01% |
45,064
-22,946
| -34% | -$313K |
|
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Guggenheim Capital's Q3 2016 Portfolio in Review
As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.
Guggenheim Capital withdrew a net $1.13B in Q3 2016, closing 143 positions and reducing 1,531 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.
- Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
- Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
- Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
- Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
- Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
- Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
- Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.
Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.