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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XPRO icon
2276
Expro Ltd
XPRO
$1.91B
$636K ﹤0.01%
6,443
-7,705
-54% -$670K
NVRI icon
2277
Enviri
NVRI
$620M
$635K ﹤0.01%
116,630
-41,846
-26% -$242K
AMTD
2278
DELISTED
TD Ameritrade Holding Corp
AMTD
$634K ﹤0.01%
20,113
-22,857
-53% -$673K
HAPN
2279
Happen Inc
HAPN
$2.24B
$629K ﹤0.01%
15,159
-5,661
-27% -$238K
BURL icon
2280
Burlington
BURL
$23.2B
$628K ﹤0.01%
11,162
-1
-0% -$52
WIN
2281
DELISTED
Windstream Holdings Inc
WIN
$628K ﹤0.01%
16,357
-9,241
-36% -$300K
MITT
2282
TPG Mortgage Investment Trust
MITT
$225M
$625K ﹤0.01%
15,944
+20
+0.1% +$730
UCB
2283
United Community Banks
UCB
$4.28B
$625K ﹤0.01%
33,847
+7,076
+26% +$125K
GHYG icon
2284
iShares US & Intl High Yield Corp Bond ETF
GHYG
$199M
$624K ﹤0.01%
13,494
-2,388
-15% -$106K
WIW
2285
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$622K ﹤0.01%
56,256
– –
ARLP icon
2286
Alliance Resource Partners
ARLP
$3.17B
$619K ﹤0.01%
53,170
+16,187
+44% +$197K
CARO
2287
DELISTED
Carolina Financial Corp.
CARO
$617K ﹤0.01%
33,270
+13,735
+70% +$232K
CONN
2288
DELISTED
Conn's Inc.
CONN
$616K ﹤0.01%
+49,446
New +$782K
JMEI
2289
DELISTED
Jumei International Holding Limited American depositary shares, each representing ten Class A ordina
JMEI
$615K ﹤0.01%
9,447
-1,806
-16% -$116K
BWP
2290
DELISTED
Boardwalk Pipeline Partners
BWP
$614K ﹤0.01%
41,671
+29,189
+234% +$356K
BOH icon
2291
Bank of Hawaii
BOH
$3.13B
$612K ﹤0.01%
8,962
-15,459
-63% -$973K
EMBJ
2292
Embraer S.A. ADS
EMBJ
$13B
$610K ﹤0.01%
23,175
-4,437
-16% -$122K
FUN icon
2293
Cedar Fair
FUN
$1.67B
$608K ﹤0.01%
10,227
-806
-7% -$44.5K
KOF icon
2294
Coca-Cola Femsa
KOF
$23.2B
$606K ﹤0.01%
7,301
+4
+0.1% +$289
CTLT
2295
DELISTED
CATALENT, INC.
CTLT
$606K ﹤0.01%
22,733
+3,230
+17% +$78.7K
EGL
2296
DELISTED
Engility Holdings, Inc.
EGL
$606K ﹤0.01%
32,291
+6,326
+24% +$114K
AGU
2297
DELISTED
Agrium
AGU
$598K ﹤0.01%
6,770
-33,635
-83% -$2.91M
TROX icon
2298
Tronox
TROX
$1.04B
$595K ﹤0.01%
93,221
-60,610
-39% -$269K
MTX icon
2299
Minerals Technologies
MTX
$2.34B
$594K ﹤0.01%
10,451
+3,685
+54% +$172K
NM
2300
DELISTED
Navios Maritime Holdings Inc.
NM
$594K ﹤0.01%
52,602
+8,279
+19% +$86.3K
90 91
92
93 94

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.