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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AVIV
2276
DELISTED
AVIV REIT INC COM STK (MD)
AVIV
| $932K | ﹤0.01% |
39,306
-2,633
| -6% | -$64.7K |
|
|
EXK
2277
Endeavour Silver
EXK
$2.61B
| $927K | ﹤0.01% |
255,479
+48,555
| +23% | +$189K |
|
2278
Idexx Laboratories
IDXX
$46.5B
| $927K | ﹤0.01% |
17,436
-5,604
| -24% | -$295K |
|
2279
Matador Resources
MTDR
$6.04B
| $922K | ﹤0.01% |
49,476
+8,107
| +20% | +$159K |
|
|
INVN
2280
DELISTED
Invensense Inc
INVN
| $921K | ﹤0.01% |
44,332
+25,901
| +141% | +$463K |
|
|
TMQ
2281
Trilogy Metals
TMQ
$622M
| $918K | ﹤0.01% |
604,152
-2,455,224
| -80% | -$4.39M |
|
|
NQI
2282
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
| $918K | ﹤0.01% |
75,905
-12,481
| -14% | -$150K |
|
2283
Clearwater Paper
CLW
$369M
| $917K | ﹤0.01% |
17,473
+5,208
| +42% | +$267K |
|
|
CEC
2284
DELISTED
CEC ENTERTAINMENT INC
CEC
| $909K | ﹤0.01% |
20,517
-1,976
| -9% | -$89.7K |
|
2285
Allegiant Air
ALGT
$2.61B
| $908K | ﹤0.01% |
8,611
-3,246
| -27% | -$344K |
|
2286
Dr. Reddy's Laboratories
RDY
$10.1B
| $906K | ﹤0.01% |
110,545
-71,490
| -39% | -$566K |
|
2287
STMicroelectronics
STM
$47.5B
| $904K | ﹤0.01% |
113,017
-4,781
| -4% | -$38.3K |
|
2288
iShares China Large-Cap ETF
FXI
$4.29B
| $903K | ﹤0.01% |
23,550
-3,640
| -13% | -$139K |
|
|
RSTI
2289
DELISTED
Rofin-Sinar Technologies Inc
RSTI
| $901K | ﹤0.01% |
+33,345
| New | +$836K |
|
|
EXL
2290
DELISTED
EXCEL TRUST , INC COM STK
EXL
| $901K | ﹤0.01% |
79,075
+24,888
| +46% | +$294K |
|
|
PDH
2291
DELISTED
PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT
PDH
| $900K | ﹤0.01% |
77,287
-4,563
| -6% | -$54.4K |
|
2292
Designer Brands
DBI
$336M
| $899K | ﹤0.01% |
21,047
+13,287
| +171% | +$576K |
|
|
CIM
2293
Chimera Investment
CIM
$993M
| $897K | ﹤0.01% |
19,304
-116,104
| -86% | -$5.28M |
|
2294
Generac Holdings
GNRC
$12.5B
| $897K | ﹤0.01% |
+15,841
| New | +$774K |
|
|
WX
2295
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
| $896K | ﹤0.01% |
23,328
-99,044
| -81% | -$3.13M |
|
2296
Grupo Aeroportuario Centro Norte
OMAB
$5.37B
| $894K | ﹤0.01% |
33,480
+7,585
| +29% | +$207K |
|
2297
Valmont Industries
VMI
$9.5B
| $891K | ﹤0.01% |
5,971
-72,490
| -92% | -$10.2M |
|
2298
State Street Blackstone Senior Loan ETF
SRLN
$5.33B
| $889K | ﹤0.01% |
+17,788
| New | +$889K |
|
|
MTS
2299
DELISTED
MONTGOMERY STR INCOME SECS
MTS
| $889K | ﹤0.01% |
57,163
-37,154
| -39% | -$590K |
|
|
FINL
2300
DELISTED
Finish Line
FINL
| $888K | ﹤0.01% |
31,515
+22,083
| +234% | +$563K |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.