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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNMR
2251
DELISTED
Danimer Scientific, Inc.
DNMR
– –
-386
Closed -$252K
FPL
2252
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
– –
-30,879
Closed -$175K
HTY
2253
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
– –
-26,542
Closed -$174K
AYX
2254
DELISTED
Alteryx Inc
AYX
– –
-4,092
Closed -$299K
BKCC
2255
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-55,045
Closed -$212K
RPT
2256
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
– –
-14,453
Closed -$184K
VRTV
2257
DELISTED
VERITIV CORPORATION
VRTV
– –
-16,929
Closed -$1.52M
MMP
2258
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-12,308
Closed -$561K
WWE
2259
DELISTED
World Wrestling Entertainment
WWE
– –
-12,144
Closed -$683K
AMRS
2260
DELISTED
Amyris Inc.
AMRS
– –
-31,003
Closed -$426K
AFTR.U
2261
DELISTED
AfterNext HealthTech Acquisition Corp Units
AFTR.U
– –
-3,725,000
Closed -$37.1M
CPAAU
2262
DELISTED
Conyers Park III Acquisition Corp. Unit
CPAAU
– –
-3,465,000
Closed -$34.7M
ROCC
2263
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
– –
-7,722
Closed -$206K
CS
2264
DELISTED
Credit Suisse Group
CS
– –
-46,915
Closed -$463K
EXD
2265
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
– –
-99,875
Closed -$1.13M
IVC
2266
DELISTED
Invacare Corporation
IVC
– –
-25,192
Closed -$120K
VIVO
2267
DELISTED
Meridian Bioscience Inc
VIVO
– –
-12,375
Closed -$238K
PBFX
2268
DELISTED
PBF LOGISTICS LP
PBFX
– –
-10,507
Closed -$133K
GBT
2269
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-42,692
Closed -$1.09M
SAIL
2270
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
– –
-20,145
Closed -$864K
MIC
2271
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-6,840
Closed -$277K
PLAN
2272
DELISTED
Anaplan, Inc.
PLAN
– –
-8,769
Closed -$534K
ANAT
2273
DELISTED
American National Group, Inc. Common Stock
ANAT
– –
-3,433
Closed -$649K
SC
2274
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
– –
-10,678
Closed -$445K
COR
2275
DELISTED
Coresite Realty Corporation
COR
– –
-25,785
Closed -$3.57M
89 90
91
92 93

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.