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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LL
2251
DELISTED
LL Flooring Holdings, Inc.
LL
– –
-12,798
Closed -$270K
SIX
2252
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-4,945
Closed -$214K
MDRX
2253
DELISTED
Veradigm Inc. Common Stock
MDRX
– –
-13,922
Closed -$258K
GER
2254
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
– –
-15,760
Closed -$180K
LITTU
2255
DELISTED
Logistics Innovation Technologies Corp. Units
LITTU
– –
-4,000,000
Closed -$39.8M
RXRAU
2256
DELISTED
RXR Acquisition Corp. Units
RXRAU
– –
-16,580
Closed -$165K
ABTX
2257
DELISTED
Allegiance Bancshares
ABTX
– –
-7,898
Closed -$304K
SHI
2258
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
– –
-12,172
Closed -$285K
VRS
2259
DELISTED
Verso Corporation
VRS
– –
-21,400
Closed -$379K
SRNGW
2260
DELISTED
Soaring Eagle Acquisition Corp. Warrant
SRNGW
– –
-401,264
Closed -$1.32M
SRNG
2261
DELISTED
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
– –
-2,006,400
Closed -$20M
CORE
2262
DELISTED
Core Mark Holding Co., Inc.
CORE
– –
-77,607
Closed -$3.49M
PFPT
2263
DELISTED
Proofpoint, Inc.
PFPT
– –
-53,000
Closed -$9.21M
QTS
2264
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-59,086
Closed -$4.57M
KIN
2265
DELISTED
Kindred Biosciences, Inc.
KIN
– –
-75,923
Closed -$696K
SYKE
2266
DELISTED
SYKES Enterprises Inc
SYKE
– –
-12,682
Closed -$681K
MXIM
2267
DELISTED
Maxim Integrated Products
MXIM
– –
-114,307
Closed -$12M
USCR
2268
DELISTED
U S Concrete, Inc.
USCR
– –
-16,237
Closed -$1.2M
EVY
2269
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
– –
-105,864
Closed -$1.58M
WRI
2270
DELISTED
Weingarten Realty Investors
WRI
– –
-75,580
Closed -$2.42M
MIE
2271
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
– –
-70,848
Closed -$288K
TLND
2272
DELISTED
Talend S.A. American Depositary Shares
TLND
– –
-13,190
Closed -$865K
BPYU
2273
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
– –
-16,699
Closed -$315K
HOME
2274
DELISTED
At Home Group Inc.
HOME
– –
-19,046
Closed -$702K
ALXN
2275
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-227,415
Closed -$41.8M
88 89 90
91
92

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.