GC

Guggenheim Capital Portfolio holdings

AUM $12.3B
1-Year Return 20.77%
This Quarter Return
+7.2%
1 Year Return
+20.77%
3 Year Return
+81.12%
5 Year Return
+133.86%
10 Year Return
+300.64%
AUM
$16.8B
AUM Growth
+$1.75B
Cap. Flow
+$849M
Cap. Flow %
5.04%
Top 10 Hldgs %
16.58%
Holding
2,290
New
159
Increased
1,096
Reduced
889
Closed
119

Top Buys

1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
$150M
2
MSFT icon
Microsoft
MSFT
$52.1M
3
AAPL icon
Apple
AAPL
$51.8M
4
GDX icon
VanEck Gold Miners ETF
GDX
$48.8M
5
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
$39.8M

Top Sells

1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
$153M
2
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
$39.9M
3
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
$39.8M
5
RXRAU
RXR Acquisition Corp. Units
RXRAU
$32.4M

Sector Composition

1 Technology 18.89%
2 Financials 14.3%
3 Healthcare 9.58%
4 Consumer Discretionary 9.28%
5 Real Estate 6.52%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SRNGU
2251
DELISTED
Soaring Eagle Acquisition Corp. Unit
SRNGU
– –
-2,006,370
Closed -$20.3M
NAV
2252
DELISTED
Navistar International
NAV
– –
-34,816
Closed -$1.53M
FSLF
2253
DELISTED
First Eagle Senior Loan Fund
FSLF
– –
-71,291
Closed -$1.02M
CATM
2254
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
– –
-13,994
Closed -$543K
DSE
2255
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
– –
-18,896
Closed -$139K
EFF
2256
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
– –
-95,891
Closed -$1.56M
FSKR
2257
DELISTED
FS KKR Capital Corp. II
FSKR
– –
-10,253
Closed -$200K
STAY
2258
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
– –
-83,568
Closed -$1.65M
GLOG
2259
DELISTED
GASLOG LTD
GLOG
– –
-93,951
Closed -$542K
CTB
2260
DELISTED
Cooper Tire & Rubber Co.
CTB
– –
-26,011
Closed -$1.46M
CLGX
2261
DELISTED
Corelogic, Inc.
CLGX
– –
-19,183
Closed -$1.52M
CMD
2262
DELISTED
Cantel Medical Corporation
CMD
– –
-16,393
Closed -$1.31M
CUB
2263
DELISTED
Cubic Corporation
CUB
– –
-12,422
Closed -$926K
TPCO
2264
DELISTED
Tribune Publishing Company Common Stock
TPCO
– –
-52,917
Closed -$952K
AEGN
2265
DELISTED
Aegion Corp
AEGN
– –
-33,818
Closed -$972K
FLIR
2266
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
– –
-33,893
Closed -$1.91M
NBLX
2267
DELISTED
Noble Midstream Partners LP
NBLX
– –
-10,382
Closed -$151K
PRSP
2268
DELISTED
Perspecta Inc. Common Stock
PRSP
– –
-28,634
Closed -$832K
WDR
2269
DELISTED
Waddell & Reed Financial, Inc.
WDR
– –
-27,072
Closed -$678K
GLUU
2270
DELISTED
Glu Mobile Inc.
GLUU
– –
-158,376
Closed -$1.98M
RP
2271
DELISTED
RealPage, Inc.
RP
– –
-15,370
Closed -$1.34M
GNMK
2272
DELISTED
GenMark Diagnostics, Inc
GNMK
– –
-23,601
Closed -$564K
EGOV
2273
DELISTED
NIC Inc
EGOV
– –
-40,392
Closed -$1.37M
IPHI
2274
DELISTED
INPHI CORPORATION
IPHI
– –
-19,542
Closed -$3.49M
FPRX
2275
DELISTED
Five Prime Therapeutics, Inc.
FPRX
– –
-14,558
Closed -$548K
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