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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLX icon
2251
Deluxe
DLX
$1.24B
$266K ﹤0.01%
4,659
-4,584
-50% -$276K
HTLD icon
2252
Heartland Express
HTLD
$990M
$266K ﹤0.01%
13,490
-6,596
-33% -$131K
RAVN
2253
DELISTED
Raven Industries Inc
RAVN
$265K ﹤0.01%
+5,783
New +$246K
ZUMZ icon
2254
Zumiez
ZUMZ
$336M
$264K ﹤0.01%
+10,017
New +$263K
VSTO
2255
DELISTED
Vista Outdoor Inc.
VSTO
$262K ﹤0.01%
14,642
+1,242
+9% +$21.3K
POWI icon
2256
Power Integrations
POWI
$3.6B
$260K ﹤0.01%
8,224
+60
+0.7% +$2.16K
SFNC icon
2257
Simmons First National
SFNC
$3.48B
$260K ﹤0.01%
8,828
+1,441
+20% +$44.3K
BTO
2258
John Hancock Financial Opportunities Fund
BTO
$814M
$258K ﹤0.01%
+6,967
New +$266K
FTR
2259
DELISTED
Frontier Communications Corp.
FTR
$258K ﹤0.01%
39,789
+13,428
+51% +$73.4K
OPTU
2260
Optimum Communications Inc
OPTU
$343M
$256K ﹤0.01%
14,089
-3,650
-21% -$65.4K
KF
2261
Korea Fund
KF
$252M
$256K ﹤0.01%
6,980
-491
-7% -$17.9K
KRNY icon
2262
Kearny Financial
KRNY
$613M
$255K ﹤0.01%
18,396
-2,781
-13% -$38.2K
PBFX
2263
DELISTED
PBF LOGISTICS LP
PBFX
$255K ﹤0.01%
+11,829
New +$256K
TBI
2264
Trueblue
TBI
$234M
$254K ﹤0.01%
9,744
+2,136
+28% +$59.3K
WBC
2265
DELISTED
WABCO HOLDINGS INC.
WBC
$253K ﹤0.01%
2,146
-12
-0.6% -$1.45K
VLT icon
2266
Invesco High Income Trust II
VLT
$65.4M
$252K ﹤0.01%
18,362
-19,374
-51% -$263K
IPHI
2267
DELISTED
INPHI CORPORATION
IPHI
$252K ﹤0.01%
6,623
-493
-7% -$17K
EZPW icon
2268
Ezcorp Inc
EZPW
$1.91B
$251K ﹤0.01%
23,419
+5,202
+29% +$59.2K
MAGN
2269
Magnera Corp
MAGN
$487M
$251K ﹤0.01%
1,009
+223
+28% +$54.4K
GOOD
2270
Gladstone Commercial Corp
GOOD
$608M
$250K ﹤0.01%
13,063
+1,347
+11% +$26.5K
LL
2271
DELISTED
LL Flooring Holdings, Inc.
LL
$250K ﹤0.01%
16,145
+1,267
+9% +$25.5K
ATH
2272
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$250K ﹤0.01%
+4,839
New +$233K
CORE
2273
DELISTED
Core Mark Holding Co., Inc.
CORE
$249K ﹤0.01%
+7,318
New +$220K
CENX icon
2274
Century Aluminum
CENX
$4.66B
$247K ﹤0.01%
20,651
+4,610
+29% +$59.3K
PRGS icon
2275
Progress Software
PRGS
$1.72B
$246K ﹤0.01%
6,958
+778
+13% +$30.9K
89 90
91
92 93

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.