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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.13%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41B
AUM Growth
-$1.22B
Cap. Flow
-$1.4B
Cap. Flow %
-3.42%
Top 10 Hldgs %
7.61%
Holding
2,857
New
150
Increased
1,149
Reduced
1,452
Closed
90

Top Buys

Rank Stock Value
1
IPGP icon
IPG Photonics
IPGP
+$83.6M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$79.8M
3
TTWO icon
Take-Two Interactive
TTWO
+$54.2M
4
SIVB
SVB Financial Group
SIVB
+$47.1M
5
NKTR icon
Nektar Therapeutics
NKTR
+$41.1M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$792M
2
STX icon
Seagate
STX
+$79.7M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$76.2M
4
LYB icon
LyondellBasell Industries
LYB
+$75.9M
5
ACN icon
Accenture
ACN
+$71.2M

Sector Composition

Rank Sector Weight
1 Technology 15.18%
2 Financials 12.82%
3 Healthcare 11.74%
4 Industrials 10.52%
5 Consumer Discretionary 10.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELP
2251
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$690K ﹤0.01%
219,555
-4,205
-2% -$12.9K
MTSI icon
2252
MACOM Technology Solutions
MTSI
$23.7B
$690K ﹤0.01%
41,568
+17,185
+70% +$443K
XIN
2253
DELISTED
Xinyuan Real Estate
XIN
$690K ﹤0.01%
13,071
+6,732
+106% +$452K
MNDT
2254
DELISTED
Mandiant, Inc. Common Stock
MNDT
$690K ﹤0.01%
40,752
+1,818
+5% +$29.3K
EEP
2255
DELISTED
Enbridge Energy Partners
EEP
$689K ﹤0.01%
71,455
-269,359
-79% -$3.54M
BELFB
2256
Bel Fuse Inc Class B
BELFB
$4.21B
$688K ﹤0.01%
36,383
-5,084
-12% -$104K
GORO icon
2257
Goldgroup Mining Inc.
GORO
$191M
$683K ﹤0.01%
151,325
-13,735
-8% -$61.8K
MULE
2258
DELISTED
MuleSoft, Inc.
MULE
$682K ﹤0.01%
+15,515
New +$462K
HPF
2259
John Hancock Preferred Income Fund II
HPF
$345M
$681K ﹤0.01%
33,978
-379
-1% -$7.67K
OLED icon
2260
Universal Display
OLED
$4.19B
$681K ﹤0.01%
6,736
-2,228
-25% -$335K
OPB
2261
DELISTED
Opus Bank Common Stock
OPB
$681K ﹤0.01%
24,355
-4,039
-14% -$114K
ARCH
2262
DELISTED
Arch Resources, Inc.
ARCH
$680K ﹤0.01%
7,401
+1,670
+29% +$156K
IVC
2263
DELISTED
Invacare Corporation
IVC
$679K ﹤0.01%
38,947
-6,300
-14% -$111K
HWKN icon
2264
Hawkins
HWKN
$2.71B
$676K ﹤0.01%
38,520
-5,882
-13% -$102K
FHY
2265
DELISTED
First Trust Strategic High
FHY
$673K ﹤0.01%
55,259
+1,834
+3% +$22.8K
DVY icon
2266
iShares Select Dividend ETF
DVY
$23.6B
$668K ﹤0.01%
7,023
+1,974
+39% +$193K
NUV icon
2267
Nuveen Municipal Value Fund
NUV
$1.91B
$665K ﹤0.01%
70,206
-2,426
-3% -$23.4K
UMBF icon
2268
UMB Financial
UMBF
$11.1B
$665K ﹤0.01%
9,174
-3,074
-25% -$230K
HDS
2269
DELISTED
HD Supply Holdings, Inc.
HDS
$657K ﹤0.01%
17,314
+11,908
+220% +$448K
ETP
2270
DELISTED
Energy Transfer Partners, L.P.
ETP
$655K ﹤0.01%
40,352
+4,619
+13% +$85.8K
DAKT icon
2271
Daktronics
DAKT
$1.04B
$654K ﹤0.01%
74,235
-11,762
-14% -$108K
OTTR icon
2272
Otter Tail
OTTR
$3.94B
$651K ﹤0.01%
14,995
-7,743
-34% -$324K
SUM
2273
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$650K ﹤0.01%
21,784
-35,080
-62% -$1.08M
BSJK
2274
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$647K ﹤0.01%
+26,570
New +$649K
IPHI
2275
DELISTED
INPHI CORPORATION
IPHI
$644K ﹤0.01%
21,389
+8,491
+66% +$264K
89 90
91
92 93

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2018 Portfolio in Review

As of Q1 2018, Guggenheim Capital held 2,857 positions worth $41B, down 2.9% from $42.2B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $1.4B in Q1 2018, closing 90 positions and reducing 1,452 holdings. Its most notable exit was Seagate, an estimated $79.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in State Street SPDR Bloomberg High Yield Bond ETF worth $28.5M.

  • Guggenheim Capital's largest Q1 2018 buy was State Street SPDR Bloomberg High Yield Bond ETF: 264,964 shares worth $28.5M.
  • Guggenheim Capital added most to IPG Photonics in Q1 2018, an estimated $83.6M increase.
  • Guggenheim Capital's biggest Q1 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $792M.
  • Guggenheim Capital fully exited Seagate in Q1 2018, selling an estimated $79.7M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $41B portfolio in Q1 2018.
  • Guggenheim Capital opened 150 new positions and closed 90 in Q1 2018.
  • Guggenheim Capital's portfolio value fell 2.9% quarter-over-quarter to $41B.

Based on Guggenheim Capital's 13F filing for Q1 2018, filed 15 May 2018.