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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOX icon
2251
Amdocs
DOX
$5.94B
$682K ﹤0.01%
10,434
-30,597
-75% -$1.99M
ESI icon
2252
Element Solutions
ESI
$9.06B
$680K ﹤0.01%
68,540
+15,418
+29% +$160K
PTC icon
2253
PTC
PTC
$16.4B
$677K ﹤0.01%
11,145
-742
-6% -$46.1K
AL
2254
DELISTED
Air Lease Corp
AL
$675K ﹤0.01%
14,030
+7,013
+100% +$308K
FCE.A
2255
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$675K ﹤0.01%
27,997
+3,951
+16% +$97.8K
PAY
2256
DELISTED
Verifone Systems Inc
PAY
$674K ﹤0.01%
38,121
-49,069
-56% -$912K
LGTY
2257
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
$673K ﹤0.01%
57,994
+28,578
+97% +$345K
KOF icon
2258
Coca-Cola Femsa
KOF
$22.6B
$672K ﹤0.01%
9,650
-490
-5% -$34.2K
TROX icon
2259
Tronox
TROX
$925M
$671K ﹤0.01%
32,736
-30,677
-48% -$748K
WSFS icon
2260
WSFS Financial
WSFS
$4.18B
$670K ﹤0.01%
13,964
+5,380
+63% +$265K
CPK icon
2261
Chesapeake Utilities
CPK
$3.23B
$668K ﹤0.01%
8,518
-132
-2% -$10.7K
APOG icon
2262
Apogee Enterprises
APOG
$848M
$666K ﹤0.01%
14,563
+846
+6% +$40.4K
LZB icon
2263
La-Z-Boy
LZB
$1.62B
$662K ﹤0.01%
21,153
-589
-3% -$17K
BBDO icon
2264
Banco Bradesco
BBDO
$35.9B
$660K ﹤0.01%
113,686
+5,156
+5% +$31.9K
SITC icon
2265
SITE Centers
SITC
$176M
$660K ﹤0.01%
57,194
+9,341
+20% +$99.6K
NXR
2266
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$659K ﹤0.01%
43,365
-935
-2% -$14K
EXK
2267
Endeavour Silver
EXK
$2.26B
$655K ﹤0.01%
274,419
-42,840
-14% -$96.7K
JPS
2268
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$654K ﹤0.01%
64,166
-4,042
-6% -$41.7K
SAIA icon
2269
Saia
SAIA
$9.33B
$649K ﹤0.01%
9,173
+1,517
+20% +$97.3K
FAX
2270
DELISTED
abrdn Asia-Pacific Income Fund
FAX
$643K ﹤0.01%
131,738
-8,479
-6% -$41.4K
SMTC icon
2271
Semtech
SMTC
$11B
$643K ﹤0.01%
18,823
+5,095
+37% +$191K
CNK icon
2272
Cinemark Holdings
CNK
$4.43B
$641K ﹤0.01%
18,436
+541
+3% +$19.2K
ETP
2273
DELISTED
Energy Transfer Partners, L.P.
ETP
$640K ﹤0.01%
35,733
-7,321
-17% -$126K
CENX icon
2274
Century Aluminum
CENX
$4.41B
$639K ﹤0.01%
32,525
-145,301
-82% -$2.22M
CRI icon
2275
Carter's
CRI
$1.49B
$636K ﹤0.01%
5,413
-73
-1% -$7.56K
89 90
91
92 93

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.