We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFT
2251
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$733K ﹤0.01%
52,940
+6,224
+13% +$88K
DNP icon
2252
DNP Select Income Fund
DNP
$4.06B
$732K ﹤0.01%
67,736
-4,966
-7% -$52.8K
ZTO icon
2253
ZTO Express
ZTO
$18.7B
$722K ﹤0.01%
55,169
-8,071
-13% -$104K
CLD
2254
DELISTED
Cloud Peak Energy Inc
CLD
$716K ﹤0.01%
156,402
-24,365
-13% -$123K
FHB icon
2255
First Hawaiian
FHB
$3.41B
$715K ﹤0.01%
+23,883
New +$764K
FUL icon
2256
H.B. Fuller
FUL
$3.07B
$714K ﹤0.01%
13,829
-2,778
-17% -$139K
VECO icon
2257
Veeco
VECO
$3.11B
$711K ﹤0.01%
+23,855
New +$665K
NHC icon
2258
National Healthcare
NHC
$3.48B
$708K ﹤0.01%
9,937
-272
-3% -$20.1K
CLF icon
2259
Cleveland-Cliffs
CLF
$6.4B
$703K ﹤0.01%
85,635
+7,357
+9% +$69.9K
BX icon
2260
Blackstone
BX
$108B
$700K ﹤0.01%
23,570
+16,169
+218% +$486K
TMP icon
2261
Tompkins Financial
TMP
$1.45B
$699K ﹤0.01%
8,681
-942
-10% -$82.8K
RLJ icon
2262
RLJ Lodging Trust
RLJ
$1.87B
$695K ﹤0.01%
29,535
+1,562
+6% +$36.4K
STLA icon
2263
Stellantis
STLA
$21.3B
$691K ﹤0.01%
63,472
-52,871
-45% -$569K
KEP icon
2264
Korea Electric Power
KEP
$15.5B
$690K ﹤0.01%
33,271
-16,852
-34% -$316K
RDWR icon
2265
Radware
RDWR
$1.16B
$689K ﹤0.01%
42,629
-23,068
-35% -$355K
ESI icon
2266
Element Solutions
ESI
$9.18B
$687K ﹤0.01%
52,784
-20,597
-28% -$253K
UBA
2267
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
$687K ﹤0.01%
33,490
-1,875
-5% -$41.4K
FRAN
2268
DELISTED
Francesca's Holdings Corporation
FRAN
$685K ﹤0.01%
3,721
-821
-18% -$170K
PKY
2269
DELISTED
Parkway, Inc.
PKY
$681K ﹤0.01%
34,286
-163,045
-83% -$3.41M
HOS
2270
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$680K ﹤0.01%
153,713
-13,654
-8% -$77.8K
FMBI
2271
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$674K ﹤0.01%
28,383
-5,374
-16% -$131K
INVN
2272
DELISTED
Invensense Inc
INVN
$674K ﹤0.01%
53,425
-130
-0.2% -$1.62K
ENIA
2273
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$667K ﹤0.01%
64,229
-23,325
-27% -$220K
WIN
2274
DELISTED
Windstream Holdings Inc
WIN
$663K ﹤0.01%
24,328
-379
-2% -$13.5K
CNI icon
2275
Canadian National Railway
CNI
$76.1B
$661K ﹤0.01%
8,944
-3,865
-30% -$274K
89 90
91
92 93

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.